0001140361-15-003340.txt : 20150130 0001140361-15-003340.hdr.sgml : 20150130 20150130173033 ACCESSION NUMBER: 0001140361-15-003340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150128 FILED AS OF DATE: 20150130 DATE AS OF CHANGE: 20150130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS ROBERT CENTRAL INDEX KEY: 0001387524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 15564182 MAIL ADDRESS: STREET 1: C/O SOROS FUND MANAGEMENT LLC STREET 2: 888 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10106 FORMER NAME: FORMER CONFORMED NAME: Soros Robert DATE OF NAME CHANGE: 20070123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS GEORGE CENTRAL INDEX KEY: 0000900203 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 15564183 MAIL ADDRESS: STREET 1: 888 SEVENTH AVE STREET 2: 33RD FLR CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 15564185 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 4 1 doc1.xml FORM 4 X0306 4 2015-01-28 1 0000709283 QUANTUM CORP /DE/ QTM 0001029160 SOROS FUND MANAGEMENT LLC 888 SEVENTH AVENUE 33RD FLOOR NEW YORK NY 10106 0 0 1 0 0000900203 SOROS GEORGE 888 SEVENTH AVENUE, 33RD FLOOR NEW YORK NY 10106 0 0 1 0 0001387524 SOROS ROBERT 888 SEVENTH AVENUE 33RD FLOOR NEW YORK NY 10106 0 0 1 0 3.5% Convertible Bonds due 2015 4.33 2015-01-28 4 S 0 50000000 D Common Stock 11540015 80980000 I See Footnote The 3.5% Convertible Bonds due 2015 are convertible at any time and mature on November 15, 2015. The Reporting Persons received $51,000,000 plus accrued and unpaid interest on the 3.5% Convertible Bonds due 2015. These securities are held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments held for the account of Quantum Partners. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC. The filing of this statement shall not be deemed an admission that any of the Reporting Persons are the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. /s/ Jay Schoenfarber, as Deputy General Counsel 2015-01-30 /s/ Jay Schoenfarber, as Attorney-in-Fact for George Soros 2015-01-30 /s/ Jay Schoenfarber, as Attorney-in-Fact for Robert Soros 2015-01-30 EX-99 2 jfa_signedjaysig-quantum.htm Unassociated Document
 
               JOINT FILING INFORMATION

 
Reporting Person:
SOROS FUND MANAGEMENT LLC
Address:
888 SEVENTH AVENUE
 
33RD FLOOR
 
NEW YORK, NY 10106
   
Designated Filer:
SOROS FUND MANAGEMENT LLC
Issuer and Symbol:
QUANTUM CORP / DE (QTM)
Date of Event Requiring Statement:
1/28/2015
   
Signature:
/s/ Jay Schoenfarber, as Deputy General Counsel
Jay Schoenfarber, as Deputy General Counsel
   
Reporting Person:
GEORGE SOROS
Address:
888 SEVENTH AVENUE
 
33RD FLOOR
 
NEW YORK, NY 10106
   
Designated Filer:
SOROS FUND MANAGEMENT LLC
Issuer and Symbol:
QUANTUM CORP / DE (QTM)
Date of Event Requiring Statement:
1/28/2015
   
Signature:
/s/ Jay Schoenfarber, as Attorney-in-Fact
Jay Schoenfarber, as Attorney-in-Fact
   
Reporting Person:
ROBERT SOROS
Address:
888 SEVENTH AVENUE
 
33RD FLOOR
 
NEW YORK, NY 10106
   
Designated Filer:
SOROS FUND MANAGEMENT LLC
Issuer and Symbol:
QUANTUM CORP / DE (QTM)
Date of Event Requiring Statement:
1/28/2015
   
Signature:
/s/ Jay Schoenfarber, as Attorney-in-Fact
Jay Schoenfarber, as Attorney-in-Fact