8-K 1 d8k.htm FORM 8-K Prepared by R.R. Donnelley Financial -- Form 8-K
 
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
FORM 8-K
CURRENT REPORT
 

 
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
 
August 14, 2002
Date of Report (Date of earliest event reported)
 
Quantum Corporation
(Exact name of registrant as specified in its charter)
 
Delaware
(State or other jurisdiction of incorporation)
 
1-13449
 
94-2665054
(Commission File Number)
 
(IRS Employer Identification No.)
501 Sycamore Dr., Milpitas, CA
 
95035
(Address of principal executive offices)
 
(Zip Code)
 
408-944-4000
(Registrant’s telephone number, including area code)
 


 
ITEM 9.  Regulation FD Disclosure.
 
On August 14, 2002, each of Michael A. Brown, Chief Executive Officer of the Company (the Company’s principal executive officer), and Michael J. Lambert, Chief Financial Officer of the Company (the Company’s principal financial officer), submitted to the Securities and Exchange Commission sworn statements pursuant to Securities and Exchange Commission Order No. 4-460. A copy of these statements is attached hereto as Exhibits 99.1 and 99.2, respectively.
 
On August 14, 2002, Messrs. Brown and Lambert also provided the certification required pursuant to 18 U.S.C. Section 1350 (Section 906 of the Sarbanes-Oxley Act of 2002). A copy of this certification is attached hereto as Exhibit 99.3.


SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
QUANTUM CORPORATION
By:
 
/s/    MICHAEL J. LAMBERT

   
Michael J. Lambert
Executive Vice President, Chief Financial Officer
 
Dated:    August 14, 2002


EXHIBIT INDEX
 
Exhibit No.

  
Description

Exhibit 99.1
  
Statement Under Oath of Principal Executive Officer dated August 14, 2002
Exhibit 99.2
  
Statement Under Oath of Principal Financial Officer dated August 14, 2002
Exhibit 99.3
  
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 dated August 14, 2002