0000950170-24-083742.txt : 20240715
0000950170-24-083742.hdr.sgml : 20240715
20240715205730
ACCESSION NUMBER: 0000950170-24-083742
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240711
FILED AS OF DATE: 20240715
DATE AS OF CHANGE: 20240715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PACIFIC INVESTMENT MANAGEMENT CO LLC
CENTRAL INDEX KEY: 0001163368
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 241118443
BUSINESS ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-720-6000
MAIL ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTUM CORP /DE/
CENTRAL INDEX KEY: 0000709283
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 942665054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408 944 4000
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
ownership.xml
4
X0508
4
2024-07-11
0000709283
QUANTUM CORP /DE/
QMCO
0001163368
PACIFIC INVESTMENT MANAGEMENT CO LLC
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
92660
false
false
true
false
false
Warrants (right to buy)
0.41
2024-07-11
4
A
false
375000
0.00
A
2024-07-11
2034-07-11
Common Stock
375000
375000
I
See Footnote
The reported securities were issued in connection with the Term Loan Amendment described in the Form 8-K filed by Quantum Corporation (CIK: 0000709283) on July 12, 2024. For more information on the warrants, please refer to the previously referenced Form 8-K. The securities are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including (i) OC II FIE V LP, which holds 2,980,860 shares of common stock par value $0.01 per share (the "Common Stock") and warrants to purchase 6,682,488 shares of Common Stock and (ii) OC III LVS XL LP, which holds 7,267,462 shares of Common Stock and warrants to purchase 2,394,403 shares of common stock. The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.
/s/ Alyssa Creighton, Senior Vice President, Pacific Investment Management Company LLC
2024-07-15