0000899243-20-002844.txt : 20200204
0000899243-20-002844.hdr.sgml : 20200204
20200204170630
ACCESSION NUMBER: 0000899243-20-002844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200203
FILED AS OF DATE: 20200204
DATE AS OF CHANGE: 20200204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MacPherson Regan J
CENTRAL INDEX KEY: 0001651155
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 20574757
MAIL ADDRESS:
STREET 1: 10200 S. DE ANZA BOULEVARD
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTUM CORP /DE/
CENTRAL INDEX KEY: 0000709283
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 942665054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408 944 4000
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-03
0
0000709283
QUANTUM CORP /DE/
QMCO
0001651155
MacPherson Regan J
C/O QUANTUM CORPORATION,
224 AIRPORT PARKWAY, SUITE 550
SAN JOSE
CA
95110
0
1
0
0
See Remarks
Common Stock
2020-02-03
4
A
0
15000
0.00
A
15000
D
Performance-Based Restricted Stock Units
2020-02-03
4
A
0
60000
0.00
A
2029-02-03
Common Stock
60000
60000
D
Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. The RSUs vest in three equal annual installments on November 1, 2020, November 1, 2021 and November 1, 2022, subject to continued employment.
Grant of Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) day trading period. Vesting is subject to continued employment with the Company through the later of the achievement date or service vesting date, which occurs in three equal annual installments on November 1, 2020, November 1, 2021 and November 1, 2022.
Chief Legal and Compliance Officer
/s/ Regan MacPherson
2020-02-03