0000899243-20-002844.txt : 20200204 0000899243-20-002844.hdr.sgml : 20200204 20200204170630 ACCESSION NUMBER: 0000899243-20-002844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200203 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacPherson Regan J CENTRAL INDEX KEY: 0001651155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 20574757 MAIL ADDRESS: STREET 1: 10200 S. DE ANZA BOULEVARD CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-03 0 0000709283 QUANTUM CORP /DE/ QMCO 0001651155 MacPherson Regan J C/O QUANTUM CORPORATION, 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 0 1 0 0 See Remarks Common Stock 2020-02-03 4 A 0 15000 0.00 A 15000 D Performance-Based Restricted Stock Units 2020-02-03 4 A 0 60000 0.00 A 2029-02-03 Common Stock 60000 60000 D Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. The RSUs vest in three equal annual installments on November 1, 2020, November 1, 2021 and November 1, 2022, subject to continued employment. Grant of Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) day trading period. Vesting is subject to continued employment with the Company through the later of the achievement date or service vesting date, which occurs in three equal annual installments on November 1, 2020, November 1, 2021 and November 1, 2022. Chief Legal and Compliance Officer /s/ Regan MacPherson 2020-02-03