0000899243-19-029337.txt : 20191216 0000899243-19-029337.hdr.sgml : 20191216 20191216204544 ACCESSION NUMBER: 0000899243-19-029337 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190905 FILED AS OF DATE: 20191216 DATE AS OF CHANGE: 20191216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FICHTHORN JOHN CENTRAL INDEX KEY: 0001411509 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 191288442 MAIL ADDRESS: STREET 1: C/O DIALECTIC CAPITAL MANAGEMENT, LLC STREET 2: 17 STATE STREET, SUITE 3930 CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-09-05 2019-09-09 0 0000709283 QUANTUM CORP /DE/ QMCO 0001411509 FICHTHORN JOHN C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 1 0 0 0 Common Stock 0 I Held by BRC Partners Opportunity Fund, LP When John Fichthorn's Form 4 was filed on September 9, 2019, it was mistakenly reported that he held indirect beneficial ownership of QMCO shares of Common Stock held by BRC Partners Opportunity Fund, LP (the "Fund"). However, at that time, Mr. Fichthorn was no longer a portfolio manager of the Fund, nor did he have investment discretion over the Fund's trading activities. /s/ Regan MacPherson, Attorney-In-Fact 2019-12-16