0000899243-19-023274.txt : 20190910
0000899243-19-023274.hdr.sgml : 20190910
20190910174357
ACCESSION NUMBER: 0000899243-19-023274
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190906
FILED AS OF DATE: 20190910
DATE AS OF CHANGE: 20190910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lerner James J
CENTRAL INDEX KEY: 0001602567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 191086291
MAIL ADDRESS:
STREET 1: C/O SEAGATE TECHNOLOGY PLC
STREET 2: 10200 S. DEANZA BLVD.
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTUM CORP /DE/
CENTRAL INDEX KEY: 0000709283
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 942665054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408 944 4000
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-06
0
0000709283
QUANTUM CORP /DE/
QMCO
0001602567
Lerner James J
C/O QUANTUM CORPORATION
224 AIRPORT PARKWAY, SUITE 550
SAN JOSE
CA
95110
1
1
0
0
President, CEO
Performance-Based Restricted Stock Units
2019-09-06
4
A
0
240000
0.00
A
2029-09-06
Common Stock
240000
240000
D
Grant of Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) day trading period. Vesting is subject to continued employment with the Company through the later of the achievement date or service vesting date, which occurs in three equal annual installments on September 5, 2020, September 5, 2021 and September 5, 2022.
/s/ James J. Lerner
2019-09-10