0000709283-24-000011.txt : 20240423 0000709283-24-000011.hdr.sgml : 20240423 20240423172841 ACCESSION NUMBER: 0000709283-24-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240101 FILED AS OF DATE: 20240423 DATE AS OF CHANGE: 20240423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gianella Kenneth P. CENTRAL INDEX KEY: 0001677143 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 24866056 MAIL ADDRESS: STREET 1: C/O SILVER SPRING NETWORKS, INC. STREET 2: 230 W. TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] ORGANIZATION NAME: 06 Technology IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wk-form4_1713907711.xml FORM 4 X0508 4 2024-01-01 0 0000709283 QUANTUM CORP /DE/ QMCO 0001677143 Gianella Kenneth P. C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 0 1 0 0 Chief Financial Officer 0 Common Stock 2024-01-01 4 A 0 150000 0 A 375000 D Granted as annual refresh grant shares. Grant of Restricted Stock Units (RSUs), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on January 1, 2025, January 1, 2026 and January 1, 2027. Delayed filing arose from an administrative error related to implementing and configuring QMCO's new stock plan administration platform. /s/ Josie Buensuceso, attorney-in-fact for Kenneth P. Gianella 2024-04-23