0000709283-23-000034.txt : 20230906 0000709283-23-000034.hdr.sgml : 20230906 20230906162432 ACCESSION NUMBER: 0000709283-23-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230905 FILED AS OF DATE: 20230906 DATE AS OF CHANGE: 20230906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hurley John CENTRAL INDEX KEY: 0001879356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 231239486 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wk-form4_1694031856.xml FORM 4 X0508 4 2023-09-05 0 0000709283 QUANTUM CORP /DE/ QMCO 0001879356 Hurley John 224 AIRPORT PARKWAY SUITE 550 SAN JOSE CA 95110 0 1 0 0 Chief Revenue Officer 0 Common Stock 2023-09-05 4 S 0 42662 0.6201 D 341519 D Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units granted on September 1, 2021. Represents a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.62 to $0.6201, inclusive. The reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer, or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated. /s/ Josie Buensuceso, attorney-in-fact for John Hurley 2023-09-06