0000709283-22-000008.txt : 20220426 0000709283-22-000008.hdr.sgml : 20220426 20220426195716 ACCESSION NUMBER: 0000709283-22-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220422 FILED AS OF DATE: 20220426 DATE AS OF CHANGE: 20220426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODSON J MICHAEL CENTRAL INDEX KEY: 0001231559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 22855919 MAIL ADDRESS: STREET 1: 1220 N. SIMON CIRCLE CITY: ANAHEIM STATE: CA ZIP: 92806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wf-form4_165101741052696.xml FORM 4 X0306 4 2022-04-22 0 0000709283 QUANTUM CORP /DE/ QMCO 0001231559 DODSON J MICHAEL C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 0 1 0 0 Senior Vice President, CFO Common Stock 2022-04-22 4 X 0 10000 2.25 A 824356 D Subscription Rights (Rights to buy) 2.25 2022-04-22 4 X 0 10000 0 D 2022-03-29 2022-04-18 Common Stock 10000.0 0 D Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Includes 3,906 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on February 4, 2022. /s/ Josie Buensuceso, Attorney-in-Fact for J. Michael Dodson 2022-04-26