0000709283-21-000073.txt : 20211103
0000709283-21-000073.hdr.sgml : 20211103
20211103140314
ACCESSION NUMBER: 0000709283-21-000073
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211101
FILED AS OF DATE: 20211103
DATE AS OF CHANGE: 20211103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cabrera Brian E
CENTRAL INDEX KEY: 0001314901
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 211374771
MAIL ADDRESS:
STREET 1: CALLIDUS SOFTWARE INC.
STREET 2: 160 W. SANTA CLARA STREET, SUITE 1500
CITY: SAN JOSE
STATE: CA
ZIP: 95113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTUM CORP /DE/
CENTRAL INDEX KEY: 0000709283
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 942665054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408 944 4000
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4/A
1
wf-form4a_163596257824919.xml
FORM 4/A
X0306
4/A
2021-11-01
2021-11-02
0
0000709283
QUANTUM CORP /DE/
QMCO
0001314901
Cabrera Brian E
C/O QUANTUM CORPORATION
224 AIRPORT PARKWAY, SUITE 550
SAN JOSE
CA
95110
0
1
0
0
Chief Legal & Ofcr; Corp Secy
Common Stock
2021-11-01
4
A
0
5000
0
A
185000
D
Performance-Based Restricted Stock Units
2021-11-01
4
A
0
5000
0
D
2026-11-01
Common Stock
5000.0
0
D
Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on November 1, 2022, November 1, 2023 and November 1, 2024.
Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between November 1, 2021 and November 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on November 1, 2022, November 1, 2023 and November 1, 2024.
The purpose of this amendment is solely to correct an administrative error relating to the expiration date in Table II, Box 6 of the Reporting Person's Form 4. This corrected Form 4 reflects the correct date of November 1, 2026 in Table 2, Box 6 (Expiration Date)
/s/ Josie Buensuceso, Attorney-in-Fact for Brian E. Cabrera
2021-11-03