0000709283-21-000072.txt : 20211102 0000709283-21-000072.hdr.sgml : 20211102 20211102162846 ACCESSION NUMBER: 0000709283-21-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cabrera Brian E CENTRAL INDEX KEY: 0001314901 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 211371755 MAIL ADDRESS: STREET 1: CALLIDUS SOFTWARE INC. STREET 2: 160 W. SANTA CLARA STREET, SUITE 1500 CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wf-form4_163588490562888.xml FORM 4 X0306 4 2021-11-01 0 0000709283 QUANTUM CORP /DE/ QMCO 0001314901 Cabrera Brian E C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 0 1 0 0 Chief Legal & Ofcr; Corp Secy Common Stock 2021-11-01 4 A 0 5000 0 A 185000 D Performance-Based Restricted Stock Units 2021-11-01 4 A 0 5000 0 D 2026-10-01 Common Stock 5000.0 0 D Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on November 1, 2022, November 1, 2023 and November 1, 2024. Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between November 1, 2021 and November 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on November 1, 2022, November 1, 2023 and November 1, 2024. /s/ Josie Buensuceso, Attorney-in-Fact for Brian E. Cabrera 2021-11-02