0000709283-20-000047.txt : 20201230 0000709283-20-000047.hdr.sgml : 20201230 20201230194918 ACCESSION NUMBER: 0000709283-20-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201230 FILED AS OF DATE: 20201230 DATE AS OF CHANGE: 20201230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODSON J MICHAEL CENTRAL INDEX KEY: 0001231559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 201427148 MAIL ADDRESS: STREET 1: 1220 N. SIMON CIRCLE CITY: ANAHEIM STATE: CA ZIP: 92806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wf-form4_160937574208830.xml FORM 4 X0306 4 2020-12-30 0 0000709283 QUANTUM CORP /DE/ QMCO 0001231559 DODSON J MICHAEL C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 0 1 0 0 Senior Vice President, CFO Common Stock 2020-12-30 4 S 0 33999 5.6326 D 539155 D Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on September 6, 2019. This is the price of the shares sold, $5.6326 per share. Upon request by the Commission staff, Quantum Corporation, or a security holder of Quantum Corporation, the Reporting Person will provide full information regarding the number of shares sold at this price as set forth in this Form 4. /s/ Josie Buensuceso, Attorney-in-Fact for J. Michael Dodson 2020-12-30