0000709283-20-000044.txt : 20201223 0000709283-20-000044.hdr.sgml : 20201223 20201223192841 ACCESSION NUMBER: 0000709283-20-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201223 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacPherson Regan J CENTRAL INDEX KEY: 0001651155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 201414040 MAIL ADDRESS: STREET 1: 10200 S. DE ANZA BOULEVARD CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wf-form4_160876970523307.xml FORM 4 X0306 4 2020-12-23 0 0000709283 QUANTUM CORP /DE/ QMCO 0001651155 MacPherson Regan J C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY, SUITE 550 SAN JOSE CA 95110 0 1 0 0 Chief Legal&Compliance Officer Common Stock 2020-12-23 4 S 0 8992 6.3657 D 53831 D Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on November 1, 2019 and restricted stock units granted on November 1, 2019. This is the price of the shares sold, $6.3657 per share. Upon request by the Commission staff, Quantum Corporation, or a security holder of the Quantum Corporation, the Reporting Person will provide full information regarding the number of shares sold at this price as set forth in this Form 4. Includes 323 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on August 5, 2020. /s/ Regan MacPherson 2020-12-23