0000709283-20-000043.txt : 20201218
0000709283-20-000043.hdr.sgml : 20201218
20201218161135
ACCESSION NUMBER: 0000709283-20-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201216
FILED AS OF DATE: 20201218
DATE AS OF CHANGE: 20201218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FICHTHORN JOHN
CENTRAL INDEX KEY: 0001411509
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13449
FILM NUMBER: 201400711
MAIL ADDRESS:
STREET 1: C/O DIALECTIC CAPITAL MANAGEMENT, LLC
STREET 2: 17 STATE STREET, SUITE 3930
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUANTUM CORP /DE/
CENTRAL INDEX KEY: 0000709283
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 942665054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408 944 4000
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 550
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
wf-form4_160832588064772.xml
FORM 4
X0306
4
2020-12-16
0
0000709283
QUANTUM CORP /DE/
QMCO
0001411509
FICHTHORN JOHN
C/O QUANTUM CORPORATION
224 AIRPORT PARKWAY, SUITE 550
SAN JOSE
CA
95110
1
0
0
0
Common Stock
2020-12-16
4
P
0
18800
6.1814
A
18800
I
By Lightcurve Capital LLC
Common Stock
2020-12-17
4
P
0
1200
6.2521
A
20000
I
By Lightcurve Capital LLC
Common Stock
124740
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.0889 to $6.289, inclusive. The reporting person undertakes to provide to Quantum Corporation, any security holder of Quantum Corporation or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.23 to $6.28, inclusive.
/s/ Josie Buensuceso, as Attorney-In-Fact
2020-12-18