0000709283-20-000025.txt : 20200826 0000709283-20-000025.hdr.sgml : 20200826 20200826162321 ACCESSION NUMBER: 0000709283-20-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200824 FILED AS OF DATE: 20200826 DATE AS OF CHANGE: 20200826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moorehead Lewis W. CENTRAL INDEX KEY: 0001597383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 201137455 MAIL ADDRESS: STREET 1: 1 BROADWAY STREET 2: 14TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 550 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wf-form4_159847337387936.xml FORM 4 X0306 4 2020-08-24 0 0000709283 QUANTUM CORP /DE/ QMCO 0001597383 Moorehead Lewis W. C/O QUANTUM CORPORATION 224 AIRPORT PARKWAY SUITE 550 SAN JOSE CA 95110 0 1 0 0 Chief Accounting Officer Common Stock 2020-08-24 4 S 0 4465 5.3823 D 157962 D Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on November 1, 2018. This is the weighted average price of the shares sold, which ranged from $5.3798 to $5.5240 per share. Upon request by the Commission staff, Quantum Corporation, or a security holder of the Quantum Corporation, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Includes 596 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on August 5, 2020. /s/ Josie Buensuceso, Attorney-in-Fact for Lewis Moorehead 2020-08-26