-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S0gp/lQMlLGF6Qd9kwW+zcvrR2hlVX/bOGzuqPU5da9mMBhVvAoJC90TaoVOeQ// rHTfrNce/zJiWIZHiAJRMA== 0000709283-06-000043.txt : 20060830 0000709283-06-000043.hdr.sgml : 20060830 20060830135727 ACCESSION NUMBER: 0000709283-06-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060828 FILED AS OF DATE: 20060830 DATE AS OF CHANGE: 20060830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESBER EDWARD M CENTRAL INDEX KEY: 0001204928 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 061064981 BUSINESS ADDRESS: BUSINESS PHONE: 4089444460 MAIL ADDRESS: STREET 1: C/O QUANTUM CORP STREET 2: 1650 TECHNOLOGY DRIVE, SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408 944 4000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-08-28 0 0000709283 QUANTUM CORP /DE/ DSS 0001204928 ESBER EDWARD M C/O QUANTUM CORPORATION 1650 TECHNOLOGY DRIVE, SUITE 700 SAN JOSE CA 95110 1 0 0 0 Non-Qualified Stock Option 2 2006-08-28 4 A 0 35000 0 A 2007-08-28 2013-08-28 DSS Common Stock 35000 226506 D Restricted Stock Units 2006-08-28 4 A 0 8062 0 A DSS Common Stock 8062 234568 D 'Right to Buy' granted under Rule 16b-3 Plan. Stock Options will vest 100% on August 28, 2007. Restricted Stock Units convert to shares of Common Stock on a 1-for-1 basis. Restricted Stock Units will vest 100% on August 28, 2007. /s/ Zoey Armstrong, by Zoey Armstrong, Attorney in Fact for Edward M. Esber 2006-08-30 -----END PRIVACY-ENHANCED MESSAGE-----