-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GMp53VELNl4+5ZC6yGKHBAN7v6XJLu+xHtHkdjbEdW3sx4C3paaX0jSBkQcrUz+I peIT0IDC9BzuWE8OHzFxrQ== 0000709283-04-000066.txt : 20040608 0000709283-04-000066.hdr.sgml : 20040608 20040608110029 ACCESSION NUMBER: 0000709283-04-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040607 FILED AS OF DATE: 20040608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RITTI PHILIP CENTRAL INDEX KEY: 0001280072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13449 FILM NUMBER: 04853137 BUSINESS ADDRESS: STREET 1: SHAWN HALL STREET 2: 1650 TECHNOLOGY DRIVE SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4089444000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1650 TECHNOLOGY DR STREET 2: SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4088944000 MAIL ADDRESS: STREET 1: 1650 TECHNOLOGY DR STREET 2: SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-06-07 0 0000709283 QUANTUM CORP /DE/ DSS 0001280072 RITTI PHILIP C/O QUANTUM CORPORATION 1650 TECHNOLOGY DRIVE, STE 800 SAN JOSE CA 95110 0 1 0 0 GM, Media Common Stock 2004-06-07 4 A 0 7700 0.01 A 9300 D Non Qualified Stock Option (right to buy) 2.93 2004-06-07 4 A 0 38500 2.93 A 2004-07-01 2011-07-01 Common Stock 38500 38500 D Award of restricted stock under Rule 16b-3. The vesting of the restricted stock will be: 33% on 7/1/2005; 33% on 7/1/2006; 33% on 7/1/2007. Right to buy under Rule 16b-3 plan. Equal monthly vesting over 48 months. After this transaction, 7,700 shares are held under direct ownership and 1,600 shares are held under indirect beneficial ownership. The 1,600 indirect beneficial ownership shares are owned by Mr. Ritti's children. /s/ Rita Larsen by Rita Larsen, Attorney in Fact for Philip Ritti 2004-06-08 -----END PRIVACY-ENHANCED MESSAGE-----