-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lg+hWWvnsQSKzBvahKmyv75rR7ow0DBCL1r4MdgqbyXCtBOm6FNCNY1UcdR7C3uH gdgxAeAi0EVMkl9YXvdVqA== 0000709283-96-000008.txt : 19960325 0000709283-96-000008.hdr.sgml : 19960325 ACCESSION NUMBER: 0000709283-96-000008 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19960215 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19960322 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTUM CORP /DE/ CENTRAL INDEX KEY: 0000709283 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942665054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12390 FILM NUMBER: 96537201 BUSINESS ADDRESS: STREET 1: 500 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088944000 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 1996 QUANTUM CORPORATION (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 0-12390 (Commission File No.) 94-2665054 (IRS Employer Identification No.) 500 McCarthy Boulevard Milpitas, CA 95035 (Address of principal executive offices and zip code) (408) 894-4000 (Registrant's telephone number, including area code) ITEM 5. OTHER EVENTS The information which is set forth in the Registrant's News Release dated February 15, 1996 is incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 99.2 Text of Press Release dated February 15, 1996. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. QUANTUM CORPORATION Date: March 21, 1996 By: /s/ Joseph T. Rodgers --------------------- Joseph T. Rodgers Executive Vice President, Finance and Chief Financial Officer INDEX TO EXHIBITS Sequentially Numbered Exhibit Description Page - ------- ----------- ------ 99.2 Text of Press Release dated February 15, 1996 5 EX-99 2 EXHIBIT 99.2 FOR RELEASE: February 15, 1996, 4:00 PM, PST Contact: Lauren Halden Investor Relations (408) 894-4906 Holly Campbell Public Relations (408) 894-5058 QUANTUM ANNOUNCES CLOSURE OF PRIVATE PLACEMENT OF CONVERTIBLE SUBORDINATED NOTES MILPITAS, Calif., February 15, 1996-- Quantum Corporation (NMS:QNTM) announced today that it has completed an issuance of $225,000,000 through the sale of convertible subordinated notes in a private placement to institutional investors and non-U.S. investors. The notes will be convertible into Quantum Common Stock. The securities are not registered under the Securities Act of 1933, as amended, or applicable state securities laws, and may not be offered or sold absent registration under the Securities Act and applicable state securities laws or available exemptions from regulations. -----END PRIVACY-ENHANCED MESSAGE-----