0001398344-22-021226.txt : 20221102
0001398344-22-021226.hdr.sgml : 20221102
20221102120413
ACCESSION NUMBER: 0001398344-22-021226
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221102
DATE AS OF CHANGE: 20221102
EFFECTIVENESS DATE: 20221102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV
CENTRAL INDEX KEY: 0000709089
IRS NUMBER: 561347349
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19773
FILM NUMBER: 221352941
BUSINESS ADDRESS:
STREET 1: 5120 BUR OAK CIRCLE
CITY: RALEIGH
STATE: NC
ZIP: 27612
BUSINESS PHONE: 9197829689
MAIL ADDRESS:
STREET 1: 5120 BUR OAK CIRCLE
CITY: RALEIGH
STATE: NC
ZIP: 27612
FORMER COMPANY:
FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV
DATE OF NAME CHANGE: 19921005
FORMER COMPANY:
FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV
DATE OF NAME CHANGE: 19920327
FORMER COMPANY:
FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV
DATE OF NAME CHANGE: 19821105
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000709089
XXXXXXXX
09-30-2022
09-30-2022
false
TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV
5120 BUR OAK CIRCLE
RALEIGH
NC
27612
13F HOLDINGS REPORT
028-19773
N
Caleb Griffith
Chief Compliance Officer
919-782-9689
/s/ Caleb Griffith
Raleigh
NC
11-01-2022
0
192
177635
INFORMATION TABLE
2
fp0080444-16_13fhr-table.xml
13F INFORMATION TABLE
3M CO
COM
88579Y101
438
3962
SH
SOLE
3962
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
2252
8751
SH
SOLE
8751
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
5382
34423
SH
SOLE
34423
0
0
AFLAC INC
COM
001055102
1013
18033
SH
SOLE
18033
0
0
ALPHABET INC
CAP STK CL C
02079K107
525
5460
SH
SOLE
5460
0
0
ALPHABET INC
CAP STK CL A
02079K305
1898
19840
SH
SOLE
19840
0
0
AMAZON COM INC
COM
023135106
3440
30441
SH
SOLE
30441
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
258
2980
SH
SOLE
2980
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1803
8398
SH
SOLE
8398
0
0
AMGEN INC
COM
031162100
286
1271
SH
SOLE
1271
0
0
ANALOG DEVICES INC
COM
032654105
238
1710
SH
SOLE
1710
0
0
APPLE INC
COM
037833100
7930
57380
SH
SOLE
57380
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1849
8173
SH
SOLE
8173
0
0
BALL CORP
COM
058498106
226
4685
SH
SOLE
4685
0
0
BECTON DICKINSON & CO
COM
075887109
256
1150
SH
SOLE
1150
0
0
BECTON DICKINSON & CO
6% DP CONV PFD B
075887406
9
200
SH
SOLE
200
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1670
6256
SH
SOLE
6256
0
0
BK OF AMERICA CORP
COM
060505104
355
11767
SH
SOLE
11767
0
0
BLACKSTONE INC
COM
09260D107
359
4293
SH
SOLE
4293
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
516
7260
SH
SOLE
7260
0
0
BROADCOM INC
COM
11135F101
297
669
SH
SOLE
669
0
0
CATERPILLAR INC
COM
149123101
1314
8010
SH
SOLE
8010
0
0
CHEVRON CORP NEW
COM
166764100
943
6566
SH
SOLE
6566
0
0
CLOROX CO DEL
COM
189054109
282
2195
SH
SOLE
2195
0
0
COCA COLA CO
COM
191216100
3893
69494
SH
SOLE
69494
0
0
COLGATE PALMOLIVE CO
COM
194162103
1265
18000
SH
SOLE
18000
0
0
CONOCOPHILLIPS
COM
20825C104
324
3168
SH
SOLE
3168
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
4935
21485
SH
SOLE
21485
0
0
CORNING INC
COM
219350105
217
7484
SH
SOLE
7484
0
0
CORTEVA INC
COM
22052L104
457
8001
SH
SOLE
8001
0
0
COSTCO WHSL CORP NEW
COM
22160K105
3419
7240
SH
SOLE
7240
0
0
CVS HEALTH CORP
COM
126650100
1880
19712
SH
SOLE
19712
0
0
DANAHER CORPORATION
COM
235851102
4183
16196
SH
SOLE
16196
0
0
DEERE & CO
COM
244199105
1849
5538
SH
SOLE
5538
0
0
DISNEY WALT CO
COM
254687106
3149
33382
SH
SOLE
33382
0
0
DOW INC
COM
260557103
485
11033
SH
SOLE
11033
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
2715
29184
SH
SOLE
29184
0
0
DUPONT DE NEMOURS INC
COM
26614N102
403
8001
SH
SOLE
8001
0
0
ECOLAB INC
COM
278865100
1852
12821
SH
SOLE
12821
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
379
15940
SH
SOLE
15940
0
0
EXXON MOBIL CORP
COM
30231G102
473
5417
SH
SOLE
5417
0
0
FIRST TR EXCHANGE-TRADED FD
NAS CLNEDG GREEN
33733E500
273
4799
SH
SOLE
4799
0
0
FISERV INC
COM
337738108
640
6845
SH
SOLE
6845
0
0
FORD MTR CO DEL
COM
345370860
177
15825
SH
SOLE
15825
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
419
1431
SH
SOLE
1431
0
0
HOME DEPOT INC
COM
437076102
2961
10732
SH
SOLE
10732
0
0
HONEYWELL INTL INC
COM
438516106
506
3029
SH
SOLE
3029
0
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
655
11328
SH
SOLE
11328
0
0
INVESCO EXCH TRADED FD TR II
S&P500 HDL VOL
46138E362
39
991
SH
SOLE
991
0
0
INVESCO EXCH TRADED FD TR II
S&P 500 HB ETF
46138E370
231
4027
SH
SOLE
4027
0
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
40
3345
SH
SOLE
3345
0
0
INVESCO EXCH TRADED FD TR II
FTSE RAFI EMNG
46138E727
0
2
SH
SOLE
2
0
0
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
277
3768
SH
SOLE
3768
0
0
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
31
1200
SH
SOLE
1200
0
0
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
185
3842
SH
SOLE
3842
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
39
273
SH
SOLE
273
0
0
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
30
410
SH
SOLE
410
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
12
46
SH
SOLE
46
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1040
8173
SH
SOLE
8173
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
341
2339
SH
SOLE
2339
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
57
413
SH
SOLE
413
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
6101
22827
SH
SOLE
22827
0
0
ISHARES TR
SELECT DIVID ETF
464287168
1610
15012
SH
SOLE
15012
0
0
ISHARES TR
CORE S&P500 ETF
464287200
354
986
SH
SOLE
986
0
0
ISHARES TR
CORE US AGGBD ET
464287226
99
1026
SH
SOLE
1026
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
458
4474
SH
SOLE
4474
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
65
1120
SH
SOLE
1120
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
1
11
SH
SOLE
11
0
0
ISHARES TR
MSCI EAFE ETF
464287465
563
10052
SH
SOLE
10052
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
103
1069
SH
SOLE
1069
0
0
ISHARES TR
RUS MID CAP ETF
464287499
193
3102
SH
SOLE
3102
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
2183
9955
SH
SOLE
9955
0
0
ISHARES TR
EXPANDED TECH
464287515
73
290
SH
SOLE
290
0
0
ISHARES TR
ISHARES BIOTECH
464287556
12
106
SH
SOLE
106
0
0
ISHARES TR
GLOBAL 100 ETF
464287572
44
737
SH
SOLE
737
0
0
ISHARES TR
US CONSUM DISCRE
464287580
62
1060
SH
SOLE
1060
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
389
2858
SH
SOLE
2858
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
62
982
SH
SOLE
982
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
1082
5145
SH
SOLE
5145
0
0
ISHARES TR
RUS 1000 ETF
464287622
1250
6334
SH
SOLE
6334
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
433
3359
SH
SOLE
3359
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
862
4171
SH
SOLE
4171
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
923
5594
SH
SOLE
5594
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
65
725
SH
SOLE
725
0
0
ISHARES TR
U.S. TECH ETF
464287721
45
612
SH
SOLE
612
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
932
10684
SH
SOLE
10684
0
0
ISHARES TR
DOW JONES US ETF
464287846
35
400
SH
SOLE
400
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
76
922
SH
SOLE
922
0
0
ISHARES TR
S&P SML 600 GWT
464287887
74
729
SH
SOLE
729
0
0
ISHARES TR
MORNINGSTAR VALU
464288109
56
1000
SH
SOLE
1000
0
0
ISHARES TR
EAFE SML CP ETF
464288273
12
245
SH
SOLE
245
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
13
115
SH
SOLE
115
0
0
ISHARES TR
PFD AND INCM SEC
464288687
5
161
SH
SOLE
161
0
0
ISHARES TR
US HOME CONS ETF
464288752
59
1133
SH
SOLE
1133
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
7
150
SH
SOLE
150
0
0
ISHARES TR
US HLTHCR PR ETF
464288828
249
975
SH
SOLE
975
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
5
62
SH
SOLE
62
0
0
ISHARES TR
US TREAS BD ETF
46429B267
3
147
SH
SOLE
147
0
0
ISHARES TR
MSCI CHINA ETF
46429B671
4
99
SH
SOLE
99
0
0
ISHARES TR
MSCI EAFE MIN VL
46429B689
104
1823
SH
SOLE
1823
0
0
ISHARES TR
MSCI USA MIN VOL
46429B697
583
8814
SH
SOLE
8814
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
2
25
SH
SOLE
25
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
5
50
SH
SOLE
50
0
0
ISHARES TR
MSCI USA VALUE
46432F388
4
45
SH
SOLE
45
0
0
ISHARES TR
MSCI USA MMENTM
46432F396
38
288
SH
SOLE
288
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
422
8016
SH
SOLE
8016
0
0
JOHNSON & JOHNSON
COM
478160104
3823
23399
SH
SOLE
23399
0
0
JPMORGAN CHASE & CO
COM
46625H100
3309
31663
SH
SOLE
31663
0
0
LAUDER ESTEE COS INC
CL A
518439104
695
3219
SH
SOLE
3219
0
0
LILLY ELI & CO
COM
532457108
830
2568
SH
SOLE
2568
0
0
LOWES COS INC
COM
548661107
204
1085
SH
SOLE
1085
0
0
MAIN STR CAP CORP
COM
56035L104
260
7739
SH
SOLE
7739
0
0
MARRIOTT INTL INC NEW
CL A
571903202
4007
28595
SH
SOLE
28595
0
0
MASTEC INC
COM
576323109
2547
40104
SH
SOLE
40104
0
0
MCDONALDS CORP
COM
580135101
1157
5015
SH
SOLE
5015
0
0
MERCK & CO INC
COM
58933Y105
561
6515
SH
SOLE
6515
0
0
MICROSOFT CORP
COM
594918104
5334
22904
SH
SOLE
22904
0
0
NEXTERA ENERGY INC
COM
65339F101
471
6003
SH
SOLE
6003
0
0
ORACLE CORP
COM
68389X105
244
3996
SH
SOLE
3996
0
0
PAYPAL HLDGS INC
COM
70450Y103
790
9175
SH
SOLE
9175
0
0
PEPSICO INC
COM
713448108
367
2245
SH
SOLE
2245
0
0
PFIZER INC
COM
717081103
207
4740
SH
SOLE
4740
0
0
PHILIP MORRIS INTL INC
COM
718172109
216
2598
SH
SOLE
2598
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
297
3312
SH
SOLE
3312
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
40
405
SH
SOLE
405
0
0
PROCTER AND GAMBLE CO
COM
742718109
6398
50680
SH
SOLE
50680
0
0
QUALCOMM INC
COM
747525103
2287
20238
SH
SOLE
20238
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
242
1974
SH
SOLE
1974
0
0
REALTY INCOME CORP
COM
756109104
374
6426
SH
SOLE
6426
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
234
4404
SH
SOLE
4404
0
0
ROPER TECHNOLOGIES INC
COM
776696106
1022
2842
SH
SOLE
2842
0
0
S&P GLOBAL INC
COM
78409V104
638
2088
SH
SOLE
2088
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
580
13806
SH
SOLE
13806
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
2074
48969
SH
SOLE
48969
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1756
31473
SH
SOLE
31473
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
555
9165
SH
SOLE
9165
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
395
10442
SH
SOLE
10442
0
0
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
252
10732
SH
SOLE
10732
0
0
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
82
3245
SH
SOLE
3245
0
0
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
299
7033
SH
SOLE
7033
0
0
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
106
2211
SH
SOLE
2211
0
0
SCHWAB STRATEGIC TR
SCHWAB FDT US BM
808524789
3148
66803
SH
SOLE
66803
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1591
23948
SH
SOLE
23948
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
1
35
SH
SOLE
35
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
89
1957
SH
SOLE
1957
0
0
SCHWAB STRATEGIC TR
INT-TRM U.S TRES
808524854
32
647
SH
SOLE
647
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
13
258
SH
SOLE
258
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
12
181
SH
SOLE
181
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
8
121
SH
SOLE
121
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
59
413
SH
SOLE
413
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
203
2825
SH
SOLE
2825
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
8
92
SH
SOLE
92
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
672
5658
SH
SOLE
5658
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
101
1546
SH
SOLE
1546
0
0
SOUTHERN CO
COM
842587107
279
4100
SH
SOLE
4100
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
855
2393
SH
SOLE
2393
0
0
SPDR SER TR
S&P 600 SMCP GRW
78464A201
11
164
SH
SOLE
164
0
0
SPDR SER TR
BBG CONV SEC ETF
78464A359
13
210
SH
SOLE
210
0
0
SPDR SER TR
BLOOMBERG EMERGI
78464A391
7
377
SH
SOLE
377
0
0
SPDR SER TR
S&P REGL BKG
78464A698
10
169
SH
SOLE
169
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
170
1521
SH
SOLE
1521
0
0
SPDR SER TR
S&P 600 SML CAP
78464A813
187
2469
SH
SOLE
2469
0
0
SPDR SER TR
S&P 400 MDCP GRW
78464A821
88
1457
SH
SOLE
1457
0
0
T ROWE PRICE ETF INC
PRICE BLUE CHIP
87283Q107
525
24987
SH
SOLE
24987
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
935
1844
SH
SOLE
1844
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1299
2571
SH
SOLE
2571
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
222
675
SH
SOLE
675
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
4
35
SH
SOLE
35
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
251
1471
SH
SOLE
1471
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
78
968
SH
SOLE
968
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
595
3047
SH
SOLE
3047
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
408
2844
SH
SOLE
2844
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
397
2109
SH
SOLE
2109
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
4
24
SH
SOLE
24
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
416
1946
SH
SOLE
1946
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
570
4616
SH
SOLE
4616
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
82
481
SH
SOLE
481
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1006
5605
SH
SOLE
5605
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1408
10415
SH
SOLE
10415
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
256
2703
SH
SOLE
2703
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
307
8091
SH
SOLE
8091
0
0
VISA INC
COM CL A
92826C839
5212
29338
SH
SOLE
29338
0
0
WABTEC
COM
929740108
4973
61132
SH
SOLE
61132
0
0
WALMART INC
COM
931142103
578
4454
SH
SOLE
4454
0
0
WASTE MGMT INC DEL
COM
94106L109
1602
10000
SH
SOLE
10000
0
0
WISDOMTREE TR
US AI ENHANCED
97717W406
64
780
SH
SOLE
780
0
0
WISDOMTREE TR
GLB US QTLY DIV
97717W844
149
5426
SH
SOLE
5426
0
0
WISDOMTREE TR
YIELD ENHANCD US
97717X511
253
5989
SH
SOLE
5989
0
0
WISDOMTREE TR
ITL HDG QTLY DIV
97717X594
247
6885
SH
SOLE
6885
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
6949
128902
SH
SOLE
128902
0
0
WYNN RESORTS LTD
COM
983134107
2362
37478
SH
SOLE
37478
0
0
ZOETIS INC
CL A
98978V103
3184
21471
SH
SOLE
21471
0
0