Chief Compliance Officer

0001398344-21-002013.txt : 20210202 0001398344-21-002013.hdr.sgml : 20210202 20210202105500 ACCESSION NUMBER: 0001398344-21-002013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 EFFECTIVENESS DATE: 20210202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 21579503 BUSINESS ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709089 XXXXXXXX 12-31-2020 12-31-2020 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

5120 BUR OAK CIRCLE RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 02-01-2021 0 177 150083 INFORMATION TABLE 2 fp0061208_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 379 2167 SH SOLE 2167 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2347 8986 SH SOLE 8986 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 4184 26562 SH SOLE 26562 0 0 AFLAC INC COM 001055102 1104 24833 SH SOLE 24833 0 0 ALPHABET INC CAP STK CL C 02079K107 529 302 SH SOLE 302 0 0 ALPHABET INC CAP STK CL A 02079K305 1949 1112 SH SOLE 1112 0 0 ALTRIA GROUP INC COM 02209S103 289 7041 SH SOLE 7041 0 0 AMAZON COM INC COM 023135106 3117 957 SH SOLE 957 0 0 AMEDISYS INC COM 023436108 547 1864 SH SOLE 1864 0 0 AMERICAN ELEC PWR CO INC COM 025537101 277 3321 SH SOLE 3321 0 0 AMGEN INC COM 031162100 285 1239 SH SOLE 1239 0 0 APPLE INC COM 037833100 4936 37201 SH SOLE 37201 0 0 AT&T INC COM 00206R102 455 15825 SH SOLE 15825 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1570 8912 SH SOLE 8912 0 0 BECTON DICKINSON & CO COM 075887109 448 1789 SH SOLE 1789 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1268 5468 SH SOLE 5468 0 0 BK OF AMERICA CORP COM 060505104 382 12608 SH SOLE 12608 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 539 8321 SH SOLE 8321 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 249 4016 SH SOLE 4016 0 0 BROADCOM INC COM 11135F101 207 472 SH SOLE 472 0 0 CATERPILLAR INC COM 149123101 428 2350 SH SOLE 2350 0 0 CHEVRON CORP NEW COM 166764100 588 6968 SH SOLE 6968 0 0 CLOROX CO DEL COM 189054109 434 2148 SH SOLE 2148 0 0 COCA COLA CO COM 191216100 444 8098 SH SOLE 8098 0 0 CONOCOPHILLIPS COM 20825C104 207 5170 SH SOLE 5170 0 0 CONSTELLATION BRANDS INC CL A 21036P108 3728 17019 SH SOLE 17019 0 0 CORNING INC COM 219350105 294 8165 SH SOLE 8165 0 0 COSTCO WHSL CORP NEW COM 22160K105 1350 3582 SH SOLE 3582 0 0 CSX CORP COM 126408103 220 2425 SH SOLE 2425 0 0 CUMMINS INC COM 231021106 259 1140 SH SOLE 1140 0 0 CVS HEALTH CORP COM 126650100 1013 14837 SH SOLE 14837 0 0 DANAHER CORPORATION COM 235851102 3263 14688 SH SOLE 14688 0 0 DISNEY WALT CO COM 254687106 4821 26607 SH SOLE 26607 0 0 DOMINION ENERGY INC COM 25746U109 241 3199 SH SOLE 3199 0 0 DOW INC COM 260557103 254 4574 SH SOLE 4574 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2620 28614 SH SOLE 28614 0 0 ECOLAB INC COM 278865100 1860 8596 SH SOLE 8596 0 0 EXXON MOBIL CORP COM 30231G102 220 5332 SH SOLE 5332 0 0 FACEBOOK INC CL A 30303M102 491 1798 SH SOLE 1798 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 398 5661 SH SOLE 5661 0 0 FISERV INC COM 337738108 955 8384 SH SOLE 8384 0 0 HOME DEPOT INC COM 437076102 1737 6541 SH SOLE 6541 0 0 HONEYWELL INTL INC COM 438516106 706 3319 SH SOLE 3319 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 236 1877 SH SOLE 1877 0 0 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 291 9429 SH SOLE 9429 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 414 4032 SH SOLE 4032 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 61 1815 SH SOLE 1815 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 673 11961 SH SOLE 11961 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 34 915 SH SOLE 915 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 228 4023 SH SOLE 4023 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 360 2387 SH SOLE 2387 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 55 413 SH SOLE 413 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 374 3616 SH SOLE 3616 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 44 271 SH SOLE 271 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 12 46 SH SOLE 46 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 804 6302 SH SOLE 6302 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8562 27292 SH SOLE 27292 0 0 ISHARES TR SELECT DIVID ETF 464287168 1467 15248 SH SOLE 15248 0 0 ISHARES TR CORE S&P500 ETF 464287200 346 921 SH SOLE 921 0 0 ISHARES TR CORE US AGGBD ET 464287226 224 1892 SH SOLE 1892 0 0 ISHARES TR IBOXX INV CP ETF 464287242 834 6040 SH SOLE 6040 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 11 169 SH SOLE 169 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1 11 SH SOLE 11 0 0 ISHARES TR MSCI EAFE ETF 464287465 705 9659 SH SOLE 9659 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 101 1045 SH SOLE 1045 0 0 ISHARES TR RUS MID CAP ETF 464287499 211 3075 SH SOLE 3075 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2258 9825 SH SOLE 9825 0 0 ISHARES TR NASDAQ BIOTECH 464287556 16 105 SH SOLE 105 0 0 ISHARES TR GLOBAL 100 ETF 464287572 45 716 SH SOLE 716 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 385 2814 SH SOLE 2814 0 0 ISHARES TR S&P MC 400GR ETF 464287606 11 152 SH SOLE 152 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2085 8648 SH SOLE 8648 0 0 ISHARES TR RUS 1000 ETF 464287622 1310 6184 SH SOLE 6184 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 430 3265 SH SOLE 3265 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1227 4278 SH SOLE 4278 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1131 5770 SH SOLE 5770 0 0 ISHARES TR U.S. TECH ETF 464287721 52 612 SH SOLE 612 0 0 ISHARES TR US HLTHCARE ETF 464287762 36 146 SH SOLE 146 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1081 11764 SH SOLE 11764 0 0 ISHARES TR DOW JONES US ETF 464287846 38 400 SH SOLE 400 0 0 ISHARES TR SP SMCP600VL ETF 464287879 2 22 SH SOLE 22 0 0 ISHARES TR S&P SML 600 GWT 464287887 3 24 SH SOLE 24 0 0 ISHARES TR EAFE SML CP ETF 464288273 3 40 SH SOLE 40 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 15 113 SH SOLE 113 0 0 ISHARES TR US HLTHCR PR ETF 464288828 338 1440 SH SOLE 1440 0 0 ISHARES TR EAFE GRWTH ETF 464288885 6 61 SH SOLE 61 0 0 ISHARES TR US TREAS BD ETF 46429B267 4 147 SH SOLE 147 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 232 3164 SH SOLE 3164 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 682 10050 SH SOLE 10050 0 0 ISHARES TR MSCI USA MMENTM 46432F396 82 511 SH SOLE 511 0 0 ISHARES TR CORE MSCI EAFE 46432F842 367 5314 SH SOLE 5314 0 0 JOHNSON & JOHNSON COM 478160104 1483 9423 SH SOLE 9423 0 0 JPMORGAN CHASE & CO COM 46625H100 3336 26257 SH SOLE 26257 0 0 KIMBERLY-CLARK CORP COM 494368103 216 1600 SH SOLE 1600 0 0 LAUDER ESTEE COS INC CL A 518439104 851 3196 SH SOLE 3196 0 0 LILLY ELI & CO COM 532457108 433 2563 SH SOLE 2563 0 0 LOWES COS INC COM 548661107 294 1831 SH SOLE 1831 0 0 MARRIOTT INTL INC NEW CL A 571903202 2217 16808 SH SOLE 16808 0 0 MASTERCARD INCORPORATED CL A 57636Q104 327 918 SH SOLE 918 0 0 MCDONALDS CORP COM 580135101 1082 5041 SH SOLE 5041 0 0 MERCK & CO. INC COM 58933Y105 648 7925 SH SOLE 7925 0 0 MICROSOFT CORP COM 594918104 5098 22922 SH SOLE 22922 0 0 NEXTERA ENERGY INC COM 65339F101 472 6120 SH SOLE 6120 0 0 ORACLE CORP COM 68389X105 245 3795 SH SOLE 3795 0 0 PAYPAL HLDGS INC COM 70450Y103 781 3335 SH SOLE 3335 0 0 PEPSICO INC COM 713448108 334 2250 SH SOLE 2250 0 0 PHILIP MORRIS INTL INC COM 718172109 265 3201 SH SOLE 3201 0 0 PHILLIPS 66 COM 718546104 202 2893 SH SOLE 2893 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 161 1428 SH SOLE 1428 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 41 400 SH SOLE 400 0 0 PROCTER AND GAMBLE CO COM 742718109 2322 16685 SH SOLE 16685 0 0 QUALCOMM INC COM 747525103 239 1567 SH SOLE 1567 0 0 QUEST DIAGNOSTICS INC COM 74834L100 235 1974 SH SOLE 1974 0 0 REALTY INCOME CORP COM 756109104 433 6969 SH SOLE 6969 0 0 ROBERT HALF INTL INC COM 770323103 642 10280 SH SOLE 10280 0 0 ROPER TECHNOLOGIES INC COM 776696106 1330 3085 SH SOLE 3085 0 0 S&P GLOBAL INC COM 78409V104 756 2300 SH SOLE 2300 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1 35 SH SOLE 35 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 630 6922 SH SOLE 6922 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2255 24793 SH SOLE 24793 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2101 16365 SH SOLE 16365 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 691 10132 SH SOLE 10132 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 481 5409 SH SOLE 5409 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 342 12119 SH SOLE 12119 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 112 3827 SH SOLE 3827 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 303 7071 SH SOLE 7071 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 83 1840 SH SOLE 1840 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 2674 59557 SH SOLE 59557 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1534 23919 SH SOLE 23919 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 108 1930 SH SOLE 1930 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 26 678 SH SOLE 678 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8 116 SH SOLE 116 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 71 441 SH SOLE 441 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 20 225 SH SOLE 225 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 625 4810 SH SOLE 4810 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 95 1521 SH SOLE 1521 0 0 SHERWIN WILLIAMS CO COM 824348106 280 381 SH SOLE 381 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 875 2339 SH SOLE 2339 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 12 162 SH SOLE 162 0 0 SPDR SER TR S&P DIVID ETF 78464A763 161 1523 SH SOLE 1523 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 196 2465 SH SOLE 2465 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 100 1440 SH SOLE 1440 0 0 T ROWE PRICE ETF INC PRICE BLUE CHIP 87283Q107 235 8382 SH SOLE 8382 0 0 TRUIST FINL CORP COM 89832Q109 312 6519 SH SOLE 6519 0 0 UNITEDHEALTH GROUP INC COM 91324P102 799 2280 SH SOLE 2280 0 0 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 191 2731 SH SOLE 2731 0 0 VANECK VECTORS ETF TR LOW CARBN ENERGY 92189F502 255 1544 SH SOLE 1544 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 266 775 SH SOLE 775 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5 57 SH SOLE 57 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 385 1863 SH SOLE 1863 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 434 3649 SH SOLE 3649 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4 35 SH SOLE 35 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 319 1504 SH SOLE 1504 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 752 2810 SH SOLE 2810 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 289 2035 SH SOLE 2035 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4 24 SH SOLE 24 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 492 1940 SH SOLE 1940 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 79 404 SH SOLE 404 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 882 4532 SH SOLE 4532 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1511 10707 SH SOLE 10707 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 224 4752 SH SOLE 4752 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 375 6387 SH SOLE 6387 0 0 VISA INC COM CL A 92826C839 5697 26044 SH SOLE 26044 0 0 WABTEC COM 929740108 3942 53851 SH SOLE 53851 0 0 WALMART INC COM 931142103 763 5292 SH SOLE 5292 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 8 79 SH SOLE 79 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 256 6522 SH SOLE 6522 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 65 772 SH SOLE 772 0 0 WISDOMTREE TR US SMALLCAP FUND 97717W562 555 14254 SH SOLE 14254 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 777 17868 SH SOLE 17868 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 234 3074 SH SOLE 3074 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 332 6184 SH SOLE 6184 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 577 22998 SH SOLE 22998 0 0 WISDOMTREE TR US S CAP QTY DIV 97717X651 20 500 SH SOLE 500 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 5937 110028 SH SOLE 110028 0 0 WYNN RESORTS LTD COM 983134107 2322 20576 SH SOLE 20576 0 0 ZOETIS INC CL A 98978V103 3075 18579 SH SOLE 18579 0 0