Chief Compliance Officer

0001398344-20-009607.txt : 20200507 0001398344-20-009607.hdr.sgml : 20200507 20200507134741 ACCESSION NUMBER: 0001398344-20-009607 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 20855662 BUSINESS ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709089 XXXXXXXX 03-31-2020 03-31-2020 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

5120 BUR OAK CIRCLE RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 05-07-2020 0 172 97513 INFORMATION TABLE 2 fp0052727_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 339 2485 SH SOLE 2485 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1423 8716 SH SOLE 8716 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 1742 18666 SH SOLE 18666 0 0 AFLAC INC COM 001055102 737 21536 SH SOLE 21536 0 0 ALPHABET INC CAP STK CL C 02079K107 374 322 SH SOLE 322 0 0 ALPHABET INC CAP STK CL A 02079K305 1262 1086 SH SOLE 1086 0 0 ALTRIA GROUP INC COM 02209S103 345 8923 SH SOLE 8923 0 0 AMAZON COM INC COM 023135106 1692 868 SH SOLE 868 0 0 AMEDISYS INC COM 023436108 405 2205 SH SOLE 2205 0 0 AMERICAN ELEC PWR CO INC COM 025537101 266 3321 SH SOLE 3321 0 0 AMGEN INC COM 031162100 397 1957 SH SOLE 1957 0 0 APPLE INC COM 037833100 2375 9339 SH SOLE 9339 0 0 AT&T INC COM 00206R102 471 16171 SH SOLE 16171 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1260 9217 SH SOLE 9217 0 0 BECTON DICKINSON & CO COM 075887109 428 1861 SH SOLE 1861 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 766 4188 SH SOLE 4188 0 0 BK OF AMERICA CORP COM 060505104 407 19153 SH SOLE 19153 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 384 8433 SH SOLE 8433 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 239 4284 SH SOLE 4284 0 0 CATERPILLAR INC DEL COM 149123101 281 2425 SH SOLE 2425 0 0 CHEVRON CORP NEW COM 166764100 343 4733 SH SOLE 4733 0 0 CLOROX CO DEL COM 189054109 366 2113 SH SOLE 2113 0 0 COCA COLA CO COM 191216100 279 6312 SH SOLE 6312 0 0 CONSTELLATION BRANDS INC CL A 21036P108 1897 13231 SH SOLE 13231 0 0 COSTCO WHSL CORP NEW COM 22160K105 366 1282 SH SOLE 1282 0 0 CVS HEALTH CORP COM 126650100 258 4342 SH SOLE 4342 0 0 DANAHER CORPORATION COM 235851102 1960 14158 SH SOLE 14158 0 0 DISNEY WALT CO COM DISNEY 254687106 1835 19000 SH SOLE 19000 0 0 DOMINION ENERGY INC COM 25746U109 231 3197 SH SOLE 3197 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2301 28452 SH SOLE 28452 0 0 ECOLAB INC COM 278865100 726 4656 SH SOLE 4656 0 0 EXXON MOBIL CORP COM 30231G102 226 5958 SH SOLE 5958 0 0 FACEBOOK INC CL A 30303M102 291 1744 SH SOLE 1744 0 0 FISERV INC COM 337738108 765 8049 SH SOLE 8049 0 0 GNC HLDGS INC COM CL A 36191G107 13 28500 SH SOLE 28500 0 0 HOME DEPOT INC COM 437076102 1247 6679 SH SOLE 6679 0 0 HONEYWELL INTL INC COM 438516106 451 3369 SH SOLE 3369 0 0 INTEL CORP COM 458140100 484 8949 SH SOLE 8949 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 3 68 SH SOLE 68 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 96 3595 SH SOLE 3595 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 27 270 SH SOLE 270 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 9 45 SH SOLE 45 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 446 5307 SH SOLE 5307 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 219 2447 SH SOLE 2447 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 45 488 SH SOLE 488 0 0 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 615 13112 SH SOLE 13112 0 0 INVESCO EXCHANGE-TRADED FD T S&P500 HDL VOL 46138E362 28 938 SH SOLE 938 0 0 INVESCO EXCHANGE-TRADED FD T S&P 500 HB ETF 46138E370 118 4032 SH SOLE 4032 0 0 INVESCO EXCHANGE-TRADED FD T FTSE RAFI DEV 46138E743 8 250 SH SOLE 250 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 5443 28586 SH SOLE 28586 0 0 ISHARES TR SELECT DIVID ETF 464287168 1222 16610 SH SOLE 16610 0 0 ISHARES TR CORE S&P500 ETF 464287200 237 917 SH SOLE 917 0 0 ISHARES TR CORE US AGGBD ET 464287226 163 1410 SH SOLE 1410 0 0 ISHARES TR IBOXX INV CP ETF 464287242 293 2373 SH SOLE 2373 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 7 42 SH SOLE 42 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1 11 SH SOLE 11 0 0 ISHARES TR MSCI EAFE ETF 464287465 515 9626 SH SOLE 9626 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 116 1816 SH SOLE 1816 0 0 ISHARES TR RUS MID CAP ETF 464287499 185 4289 SH SOLE 4289 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1486 10327 SH SOLE 10327 0 0 ISHARES TR NASDAQ BIOTECH 464287556 11 105 SH SOLE 105 0 0 ISHARES TR GLOBAL 100 ETF 464287572 31 704 SH SOLE 704 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 301 3039 SH SOLE 3039 0 0 ISHARES TR S&P MC 400GR ETF 464287606 7 38 SH SOLE 38 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1383 9178 SH SOLE 9178 0 0 ISHARES TR RUS 1000 ETF 464287622 878 6206 SH SOLE 6206 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 290 3537 SH SOLE 3537 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 770 4867 SH SOLE 4867 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 671 5858 SH SOLE 5858 0 0 ISHARES TR S&P MC 400VL ETF 464287705 6 53 SH SOLE 53 0 0 ISHARES TR U.S. TECH ETF 464287721 31 153 SH SOLE 153 0 0 ISHARES TR US HLTHCARE ETF 464287762 32 169 SH SOLE 169 0 0 ISHARES TR CORE S&P SCP ETF 464287804 719 12806 SH SOLE 12806 0 0 ISHARES TR DOW JONES US ETF 464287846 25 200 SH SOLE 200 0 0 ISHARES TR SP SMCP600VL ETF 464287879 6 62 SH SOLE 62 0 0 ISHARES TR S&P SML 600 GWT 464287887 2 12 SH SOLE 12 0 0 ISHARES TR EAFE SML CP ETF 464288273 2 39 SH SOLE 39 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 15 112 SH SOLE 112 0 0 ISHARES TR US HLTHCR PR ETF 464288828 240 1440 SH SOLE 1440 0 0 ISHARES TR MICRO-CAP ETF 464288869 5 79 SH SOLE 79 0 0 ISHARES TR US TREAS BD ETF 46429B267 4 147 SH SOLE 147 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 204 3281 SH SOLE 3281 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 683 12648 SH SOLE 12648 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 135 1264 SH SOLE 1264 0 0 ISHARES TR CORE MSCI EAFE 46432F842 324 6492 SH SOLE 6492 0 0 JOHNSON & JOHNSON COM 478160104 1359 10364 SH SOLE 10364 0 0 JPMORGAN CHASE & CO COM 46625H100 1425 15826 SH SOLE 15826 0 0 KIMBERLY CLARK CORP COM 494368103 203 1586 SH SOLE 1586 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 232 1287 SH SOLE 1287 0 0 LAUDER ESTEE COS INC CL A 518439104 282 1773 SH SOLE 1773 0 0 LILLY ELI & CO COM 532457108 372 2679 SH SOLE 2679 0 0 LOCKHEED MARTIN CORP COM 539830109 200 590 SH SOLE 590 0 0 MARRIOTT INTL INC NEW CL A 571903202 294 3935 SH SOLE 3935 0 0 MASTERCARD INC CL A 57636Q104 458 1897 SH SOLE 1897 0 0 MCDONALDS CORP COM 580135101 281 1700 SH SOLE 1700 0 0 MERCK & CO. INC COM 58933Y105 599 7780 SH SOLE 7780 0 0 MICROSOFT CORP COM 594918104 3568 22621 SH SOLE 22621 0 0 NEXTERA ENERGY INC COM 65339F101 321 1332 SH SOLE 1332 0 0 ORACLE CORP COM 68389X105 275 5683 SH SOLE 5683 0 0 PAYPAL HLDGS INC COM 70450Y103 327 3417 SH SOLE 3417 0 0 PEPSICO INC COM 713448108 269 2237 SH SOLE 2237 0 0 PHILIP MORRIS INTL INC COM 718172109 247 3388 SH SOLE 3388 0 0 PIMCO DYNAMIC CR & MTG INC F COM SHS 72202D106 204 12148 SH SOLE 12148 0 0 PIMCO EQUITY SER RAFI DYN ML US 72202L363 1921 80970 SH SOLE 80970 0 0 PIMCO EQUITY SER RAFI DYN MULTI 72202L371 783 39569 SH SOLE 39569 0 0 PIMCO EQUITY SER RAFI DYN EMERG 72202L389 300 17136 SH SOLE 17136 0 0 PROCTER & GAMBLE CO COM 742718109 1849 16810 SH SOLE 16810 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 456 10160 SH SOLE 10160 0 0 REALTY INCOME CORP COM 756109104 374 7505 SH SOLE 7505 0 0 ROPER TECHNOLOGIES INC COM 776696106 915 2933 SH SOLE 2933 0 0 S&P GLOBAL INC COM 78409V104 576 2350 SH SOLE 2350 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 441 7300 SH SOLE 7300 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1767 28841 SH SOLE 28841 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1056 13263 SH SOLE 13263 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 7 165 SH SOLE 165 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 764 18132 SH SOLE 18132 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 372 7212 SH SOLE 7212 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 792 38542 SH SOLE 38542 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 5 201 SH SOLE 201 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 82 3891 SH SOLE 3891 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 186 7187 SH SOLE 7187 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 144 4609 SH SOLE 4609 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 2207 71905 SH SOLE 71905 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1294 28779 SH SOLE 28779 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1 35 SH SOLE 35 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 113 2091 SH SOLE 2091 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 4 80 SH SOLE 80 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6 114 SH SOLE 114 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 43 443 SH SOLE 443 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 34 1178 SH SOLE 1178 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 30 515 SH SOLE 515 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 343 4265 SH SOLE 4265 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 86 1553 SH SOLE 1553 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 602 2336 SH SOLE 2336 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 37 807 SH SOLE 807 0 0 SPDR SER TR S&P DIVID ETF 78464A763 138 1728 SH SOLE 1728 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 119 2464 SH SOLE 2464 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 159 3712 SH SOLE 3712 0 0 TRUIST FINL CORP COM 89832Q109 205 6641 SH SOLE 6641 0 0 UNITEDHEALTH GROUP INC COM 91324P102 611 2450 SH SOLE 2450 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 205 865 SH SOLE 865 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2 26 SH SOLE 26 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 136 1075 SH SOLE 1075 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 103 1479 SH SOLE 1479 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 402 2677 SH SOLE 2677 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 105 1186 SH SOLE 1186 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 352 2675 SH SOLE 2675 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 308 1967 SH SOLE 1967 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 319 3578 SH SOLE 3578 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 44 379 SH SOLE 379 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 599 4643 SH SOLE 4643 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 985 9530 SH SOLE 9530 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 314 5852 SH SOLE 5852 0 0 VISA INC COM CL A 92826C839 3832 23784 SH SOLE 23784 0 0 WABTEC COM 929740108 2114 43917 SH SOLE 43917 0 0 WALMART INC COM 931142103 627 5520 SH SOLE 5520 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 6 79 SH SOLE 79 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 50 772 SH SOLE 772 0 0 WISDOMTREE TR US SMALLCAP FUND 97717W562 1054 47195 SH SOLE 47195 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 1324 50112 SH SOLE 50112 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 128 3253 SH SOLE 3253 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 19 400 SH SOLE 400 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 162 3064 SH SOLE 3064 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 36 894 SH SOLE 894 0 0 WISDOMTREE TR CURRNCY INT EQ 97717X263 117 5126 SH SOLE 5126 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 355 6880 SH SOLE 6880 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 218 7206 SH SOLE 7206 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 681 27106 SH SOLE 27106 0 0 WISDOMTREE TR US S CAP QTY DIV 97717X651 70 2775 SH SOLE 2775 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 3457 88835 SH SOLE 88835 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 10 200 SH SOLE 200 0 0 ZOETIS INC CL A 98978V103 1951 16580 SH SOLE 16580 0 0