Chief Compliance Officer

0001398344-20-002309.txt : 20200206 0001398344-20-002309.hdr.sgml : 20200206 20200206150152 ACCESSION NUMBER: 0001398344-20-002309 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200206 DATE AS OF CHANGE: 20200206 EFFECTIVENESS DATE: 20200206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV CENTRAL INDEX KEY: 0000709089 IRS NUMBER: 561347349 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19773 FILM NUMBER: 20582402 BUSINESS ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 9197829689 MAIL ADDRESS: STREET 1: 5120 BUR OAK CIRCLE CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: ASSET MANAGEMENT ADVISORY CORP /ADV DATE OF NAME CHANGE: 19921005 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND FINANCIAL GROUP LTD /ADV DATE OF NAME CHANGE: 19920327 FORMER COMPANY: FORMER CONFORMED NAME: TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV DATE OF NAME CHANGE: 19821105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000709089 XXXXXXXX 12-31-2019 12-31-2019 false TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV

5120 BUR OAK CIRCLE RALEIGH NC 27612

13F HOLDINGS REPORT 028-19773 N Caleb Griffith Chief Compliance Officer 919-782-9689 /s/ Caleb Griffith Raleigh NC 02-06-2020 0 198 123989 INFORMATION TABLE 2 fp0050072_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 468 2650 SH SOLE 2650 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1712 8131 SH SOLE 8131 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 2369 14790 SH SOLE 14790 0 0 AFLAC INC COM 001055102 1161 21941 SH SOLE 21941 0 0 ALPHABET INC CAP STK CL C 02079K107 431 322 SH SOLE 322 0 0 ALPHABET INC CAP STK CL A 02079K305 1329 992 SH SOLE 992 0 0 ALTRIA GROUP INC COM 02209S103 538 10785 SH SOLE 10785 0 0 AMAZON COM INC COM 023135106 822 445 SH SOLE 445 0 0 AMEDISYS INC COM 023436108 371 2220 SH SOLE 2220 0 0 AMERICAN ELEC PWR CO INC COM 025537101 314 3321 SH SOLE 3321 0 0 AMGEN INC COM 031162100 470 1951 SH SOLE 1951 0 0 APPLE INC COM 037833100 2410 8206 SH SOLE 8206 0 0 AT&T INC COM 00206R102 575 14715 SH SOLE 14715 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1672 9807 SH SOLE 9807 0 0 BANK AMER CORP COM 060505104 685 19442 SH SOLE 19442 0 0 BECTON DICKINSON & CO COM 075887109 506 1861 SH SOLE 1861 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 891 3933 SH SOLE 3933 0 0 BLACKROCK RES & COMM STRAT T SHS 09257A108 110 13600 SH SOLE 13600 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 590 10543 SH SOLE 10543 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 275 4284 SH SOLE 4284 0 0 CATERPILLAR INC DEL COM 149123101 393 2664 SH SOLE 2664 0 0 CDW CORP COM 12514G108 224 1571 SH SOLE 1571 0 0 CHEVRON CORP NEW COM 166764100 545 4520 SH SOLE 4520 0 0 CISCO SYS INC COM 17275R102 200 4177 SH SOLE 4177 0 0 CLOROX CO DEL COM 189054109 324 2113 SH SOLE 2113 0 0 COCA COLA CO COM 191216100 275 4972 SH SOLE 4972 0 0 CONOCOPHILLIPS COM 20825C104 404 6217 SH SOLE 6217 0 0 CONSTELLATION BRANDS INC CL A 21036P108 2537 13369 SH SOLE 13369 0 0 CORNING INC COM 219350105 252 8643 SH SOLE 8643 0 0 CSX CORP COM 126408103 217 3000 SH SOLE 3000 0 0 CUMMINS INC COM 231021106 242 1350 SH SOLE 1350 0 0 DANAHER CORPORATION COM 235851102 2051 13363 SH SOLE 13363 0 0 DISNEY WALT CO COM DISNEY 254687106 2574 17795 SH SOLE 17795 0 0 DOMINION ENERGY INC COM 25746U109 283 3416 SH SOLE 3416 0 0 DOW INC COM 260557103 304 5560 SH SOLE 5560 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2587 28361 SH SOLE 28361 0 0 ECOLAB INC COM 278865100 779 4039 SH SOLE 4039 0 0 EXXON MOBIL CORP COM 30231G102 464 6650 SH SOLE 6650 0 0 FACEBOOK INC CL A 30303M102 358 1744 SH SOLE 1744 0 0 FISERV INC COM 337738108 939 8124 SH SOLE 8124 0 0 GNC HLDGS INC COM CL A 36191G107 77 28500 SH SOLE 28500 0 0 HOME DEPOT INC COM 437076102 1408 6449 SH SOLE 6449 0 0 HONEYWELL INTL INC COM 438516106 595 3364 SH SOLE 3364 0 0 INTEL CORP COM 458140100 549 9180 SH SOLE 9180 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 299 2230 SH SOLE 2230 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 5 68 SH SOLE 68 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 122 3576 SH SOLE 3576 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 34 270 SH SOLE 270 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 10 45 SH SOLE 45 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 613 5296 SH SOLE 5296 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 334 2444 SH SOLE 2444 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 79 623 SH SOLE 623 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP INFO 46138E115 12 120 SH SOLE 120 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 761 13045 SH SOLE 13045 0 0 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 61 1375 SH SOLE 1375 0 0 INVESCO EXCHNG TRADED FD TR S&P 500 HB ETF 46138E370 188 4031 SH SOLE 4031 0 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 0 01 SH SOLE 1 0 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 11 250 SH SOLE 250 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 6 266 SH SOLE 266 0 0 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 27 467 SH SOLE 467 0 0 INVESCO EXCHNG TRADED FD TR SOLAR ETF 46138G706 124 4020 SH SOLE 4020 0 0 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 57 1815 SH SOLE 1815 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 5938 27931 SH SOLE 27931 0 0 ISHARES TR SELECT DIVID ETF 464287168 1755 16610 SH SOLE 16610 0 0 ISHARES TR TIPS BD ETF 464287176 10 85 SH SOLE 85 0 0 ISHARES TR CORE S&P500 ETF 464287200 234 723 SH SOLE 723 0 0 ISHARES TR CORE US AGGBD ET 464287226 158 1408 SH SOLE 1408 0 0 ISHARES TR IBOXX INV CP ETF 464287242 300 2343 SH SOLE 2343 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 8 42 SH SOLE 42 0 0 ISHARES TR MSCI EAFE ETF 464287465 663 9551 SH SOLE 9551 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 172 1816 SH SOLE 1816 0 0 ISHARES TR RUS MID CAP ETF 464287499 256 4291 SH SOLE 4291 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2245 10908 SH SOLE 10908 0 0 ISHARES TR NASDAQ BIOTECH 464287556 13 105 SH SOLE 105 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 531 3891 SH SOLE 3891 0 0 ISHARES TR S&P MC 400GR ETF 464287606 9 38 SH SOLE 38 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1907 10838 SH SOLE 10838 0 0 ISHARES TR RUS 1000 ETF 464287622 1162 6512 SH SOLE 6512 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 555 4320 SH SOLE 4320 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1127 5260 SH SOLE 5260 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1076 6492 SH SOLE 6492 0 0 ISHARES TR S&P MC 400VL ETF 464287705 13 75 SH SOLE 75 0 0 ISHARES TR US HLTHCARE ETF 464287762 5 23 SH SOLE 23 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1062 12664 SH SOLE 12664 0 0 ISHARES TR DOW JONES US ETF 464287846 32 200 SH SOLE 200 0 0 ISHARES TR S&P SML 600 GWT 464287887 5 27 SH SOLE 27 0 0 ISHARES TR EAFE SML CP ETF 464288273 2 39 SH SOLE 39 0 0 ISHARES TR IBOXX HI YD ETF 464288513 216 2454 SH SOLE 2454 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 14 112 SH SOLE 112 0 0 ISHARES TR PFD AND INCM SEC 464288687 44 1170 SH SOLE 1170 0 0 ISHARES TR US HLTHCR PR ETF 464288828 289 1440 SH SOLE 1440 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 245 3281 SH SOLE 3281 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 809 12336 SH SOLE 12336 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 159 1264 SH SOLE 1264 0 0 ISHARES TR CORE MSCI EAFE 46432F842 423 6481 SH SOLE 6481 0 0 JOHNSON & JOHNSON COM 478160104 1506 10324 SH SOLE 10324 0 0 JPMORGAN CHASE & CO COM 46625H100 1968 14119 SH SOLE 14119 0 0 KIMBERLY CLARK CORP COM 494368103 218 1586 SH SOLE 1586 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 253 1281 SH SOLE 1281 0 0 LAUDER ESTEE COS INC CL A 518439104 284 1375 SH SOLE 1375 0 0 LILLY ELI & CO COM 532457108 428 3254 SH SOLE 3254 0 0 LOCKHEED MARTIN CORP COM 539830109 228 584 SH SOLE 584 0 0 LOWES COS INC COM 548661107 208 1735 SH SOLE 1735 0 0 MARRIOTT INTL INC NEW CL A 571903202 575 3800 SH SOLE 3800 0 0 MASTERCARD INC CL A 57636Q104 569 1906 SH SOLE 1906 0 0 MCDONALDS CORP COM 580135101 322 1630 SH SOLE 1630 0 0 MERCK & CO INC COM 58933Y105 708 7779 SH SOLE 7779 0 0 MICROSOFT CORP COM 594918104 3486 22108 SH SOLE 22108 0 0 NEXTERA ENERGY INC COM 65339F101 228 942 SH SOLE 942 0 0 ORACLE CORP COM 68389X105 303 5723 SH SOLE 5723 0 0 PAYPAL HLDGS INC COM 70450Y103 356 3292 SH SOLE 3292 0 0 PEPSICO INC COM 713448108 306 2237 SH SOLE 2237 0 0 PHILIP MORRIS INTL INC COM 718172109 385 4530 SH SOLE 4530 0 0 PHILLIPS 66 COM 718546104 442 3968 SH SOLE 3968 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 306 12148 SH SOLE 12148 0 0 PIMCO EQUITY SER RAFI DYN ML US 72202L363 2544 81571 SH SOLE 81571 0 0 PIMCO EQUITY SER RAFI DYN MULTI 72202L371 1056 40611 SH SOLE 40611 0 0 PIMCO EQUITY SER RAFI DYN EMERG 72202L389 501 20162 SH SOLE 20162 0 0 PROCTER & GAMBLE CO COM 742718109 2120 16976 SH SOLE 16976 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 631 10691 SH SOLE 10691 0 0 QUALCOMM INC COM 747525103 226 2567 SH SOLE 2567 0 0 QUEST DIAGNOSTICS INC COM 74834L100 211 1974 SH SOLE 1974 0 0 REALTY INCOME CORP COM 756109104 552 7501 SH SOLE 7501 0 0 ROPER TECHNOLOGIES INC COM 776696106 1023 2888 SH SOLE 2888 0 0 S&P GLOBAL INC COM 78409V104 650 2380 SH SOLE 2380 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 538 6999 SH SOLE 6999 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2209 28756 SH SOLE 28756 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1192 12827 SH SOLE 12827 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 10 163 SH SOLE 163 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1096 18220 SH SOLE 18220 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 545 7202 SH SOLE 7202 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1 33 SH SOLE 33 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1233 41317 SH SOLE 41317 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 8 247 SH SOLE 247 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 113 3891 SH SOLE 3891 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 288 7162 SH SOLE 7162 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 196 4591 SH SOLE 4591 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 3010 71435 SH SOLE 71435 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1741 30055 SH SOLE 30055 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 4 107 SH SOLE 107 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 115 2160 SH SOLE 2160 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1 17 SH SOLE 17 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 11 197 SH SOLE 197 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 4 80 SH SOLE 80 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1 09 SH SOLE 9 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1 35 SH SOLE 35 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7 113 SH SOLE 113 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 55 441 SH SOLE 441 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 31 518 SH SOLE 518 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 42 512 SH SOLE 512 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 347 3786 SH SOLE 3786 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 100 1540 SH SOLE 1540 0 0 SHERWIN WILLIAMS CO COM 824348106 279 478 SH SOLE 478 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 696 2163 SH SOLE 2163 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 52 805 SH SOLE 805 0 0 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 0 15 SH SOLE 15 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 185 1717 SH SOLE 1717 0 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 178 2463 SH SOLE 2463 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 211 3704 SH SOLE 3704 0 0 TRAVELERS COMPANIES INC COM 89417E109 241 1760 SH SOLE 1760 0 0 TRUIST FINL CORP COM 89832Q109 373 6626 SH SOLE 6626 0 0 UNITEDHEALTH GROUP INC COM 91324P102 717 2440 SH SOLE 2440 0 0 VALERO ENERGY CORP NEW COM 91913Y100 217 2321 SH SOLE 2321 0 0 VANGUARD GROUP DIV APP ETF 921908844 1112 8923 SH SOLE 8923 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 298 1006 SH SOLE 1006 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3 26 SH SOLE 26 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 209 1313 SH SOLE 1313 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 122 1320 SH SOLE 1320 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 465 2342 SH SOLE 2342 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 160 1166 SH SOLE 1166 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 416 2334 SH SOLE 2334 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 400 2196 SH SOLE 2196 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 415 3466 SH SOLE 3466 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 60 363 SH SOLE 363 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 834 5096 SH SOLE 5096 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 244 5535 SH SOLE 5535 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 403 6565 SH SOLE 6565 0 0 VISA INC COM CL A 92826C839 4124 21946 SH SOLE 21946 0 0 WABTEC CORP COM 929740108 3122 40129 SH SOLE 40129 0 0 WALMART INC COM 931142103 656 5520 SH SOLE 5520 0 0 WELLS FARGO CO NEW COM 949746101 212 3932 SH SOLE 3932 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 15 10 SH SOLE 10 0 0 WEYERHAEUSER CO COM 962166104 204 6751 SH SOLE 6751 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 8 79 SH SOLE 79 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 71 770 SH SOLE 770 0 0 WISDOMTREE TR US SMALLCAP FUND 97717W562 1799 46788 SH SOLE 46788 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 2050 48696 SH SOLE 48696 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 173 3237 SH SOLE 3237 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 28 400 SH SOLE 400 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 201 3061 SH SOLE 3061 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 59 908 SH SOLE 908 0 0 WISDOMTREE TR CURRNCY INT EQ 97717X263 155 5126 SH SOLE 5126 0 0 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 262 7202 SH SOLE 7202 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 731 29163 SH SOLE 29163 0 0 WISDOMTREE TR US S CAP QTY DIV 97717X651 105 2775 SH SOLE 2775 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 3846 79356 SH SOLE 79356 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 14 200 SH SOLE 200 0 0 ZOETIS INC CL A 98978V103 1910 14435 SH SOLE 14435 0 0