0001680070-16-000001.txt : 20160720
0001680070-16-000001.hdr.sgml : 20160720
20160720141533
ACCESSION NUMBER: 0001680070-16-000001
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160715
FILED AS OF DATE: 20160720
DATE AS OF CHANGE: 20160720
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOBLE ROMANS INC
CENTRAL INDEX KEY: 0000709005
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 351281154
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE VIRGINIA AVE
STREET 2: STE 800
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
BUSINESS PHONE: 3176343377
MAIL ADDRESS:
STREET 1: ONE VIRGINIA AVENUE
STREET 2: SUITE 800
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herbst Marcel
CENTRAL INDEX KEY: 0001680070
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11104
FILM NUMBER: 161775157
MAIL ADDRESS:
STREET 1: 834 W. ROSCOE ST.
STREET 2: UNIT 2
CITY: CHICAGO
STATE: X1
ZIP: 60657
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2016-07-15
0
0000709005
NOBLE ROMANS INC
NROM
0001680070
Herbst Marcel
834 W. ROSCOE ST.
UNIT 2
CHICAGO
X1
60657
UNITED STATES
1
0
0
0
Noble Romans Inc
10000
D
Noble Romans Inc
331000
I
see explanation in footnote
250000 shares are held in the account of Herbst Capital Management, LLC. (the "fund") for which Herbst Capital Partners, LLC (the "General Partner") serves as its manager. Marcel Herbst is the General Manager of Herbst Capital Partners, LLC and also serves as the Portfolio Manager of Herbst Capital Management, LLC. Mr. Herbst may be deemed to beneficially own these securities held by the fund by virtue of the General Partner's position in the fund and Mr. Herbst's status as the general manager of the General Partner and his status as portfolio manager of the fund
2) 81000 shares are held in 4 individual client accounts over which Marcel Herbst has discretionary trading authority. By virtue of this discretionary trading authority, these shares can be deemed beneficially owned
Marcel Herbst
2016-07-20