-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LqiyLqhtUa3OA81ztOe8qTX/rW65khDPPRuEUXvuTIZUBso46sV++49LvHMRp/67 kz72I6lYjGWUSAvD3GquTQ== 0001181431-06-039110.txt : 20060629 0001181431-06-039110.hdr.sgml : 20060629 20060629164147 ACCESSION NUMBER: 0001181431-06-039110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060627 FILED AS OF DATE: 20060629 DATE AS OF CHANGE: 20060629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZWIRN DANIEL B CENTRAL INDEX KEY: 0001278301 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 06934323 MAIL ADDRESS: STREET 1: C/O HIGHBRIDGE ZWIRN CAPITAL MANAGEMENT STREET 2: 9 W 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOBLE ROMANS INC CENTRAL INDEX KEY: 0000709005 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 351281154 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VIRGINIA AVE STREET 2: STE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3176343377 MAIL ADDRESS: STREET 1: ONE VIRGINIA AVENUE STREET 2: SUITE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Summit Delta Investor, LLC CENTRAL INDEX KEY: 0001352168 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 06934328 BUSINESS ADDRESS: STREET 1: C/O D.B. ZWIRN, 745 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 6467209100 MAIL ADDRESS: STREET 1: C/O D.B. ZWIRN, 745 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, L.P. CENTRAL INDEX KEY: 0001175853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 06934327 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646-720-9100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FORMER NAME: FORMER CONFORMED NAME: HIGHBRIDGE ZWIRN SPECIAL OPPORTUNITIES FUND LP DATE OF NAME CHANGE: 20020618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LP CENTRAL INDEX KEY: 0001200438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 06934331 BUSINESS ADDRESS: STREET 1: C/O FORTRESS INVESTMENT GROUP LLC STREET 2: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-798-6100 MAIL ADDRESS: STREET 1: C/O FORTRESS INVESTMENT GROUP LLC STREET 2: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORTRESS INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001245521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 06934329 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICA STREET 2: 46 FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-798-6100 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICA STREET 2: 46 FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC CENTRAL INDEX KEY: 0001252267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 06934330 BUSINESS ADDRESS: STREET 1: C/O FORTRESS INVESTMENT GROUP LLC STREET 2: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-798-6100 MAIL ADDRESS: STREET 1: C/O FORTRESS INVESTMENT GROUP LLC STREET 2: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUMMITBRIDGE NATIONAL INVESTMENTS LLC CENTRAL INDEX KEY: 0001275595 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 06934332 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-798-6100 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZWIRN HOLDINGS, LLC CENTRAL INDEX KEY: 0001278303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 06934324 BUSINESS ADDRESS: STREET 1: C/O D.B. ZWIRN & CO., L.P. STREET 2: 745 FIFTH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646-720-9100 MAIL ADDRESS: STREET 1: C/O D.B. ZWIRN & CO., L.P. STREET 2: 745 FIFTH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FORMER NAME: FORMER CONFORMED NAME: DB ZWIRN & CO LLC DATE OF NAME CHANGE: 20040202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DBZ GP, LLC CENTRAL INDEX KEY: 0001320184 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 06934325 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646-720-9108 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D.B. ZWIRN & CO., L.P. CENTRAL INDEX KEY: 0001243310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 06934326 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646-720-9100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FORMER NAME: FORMER CONFORMED NAME: HIGHBRIDGE ZWIRN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20030717 FORMER NAME: FORMER CONFORMED NAME: HIGHBRIDGE/ZWIRN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20030618 4 1 rrd122440.xml FORM 4 - SUMMITBRIDGE NATIONAL INVESTMENTS LLC X0202 4 2006-06-27 0 0000709005 NOBLE ROMANS INC NROM.OB 0001275595 SUMMITBRIDGE NATIONAL INVESTMENTS LLC C/O FORTRESS INVESTMENT GROUP LLC 1345 AVENUE OF THE AMERICAS, 46TH FLOOR NEW YORK NY 10105 0 0 1 0 0001200438 DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LP C/O FORTRESS INVESTMENT GROUP LLC 1345 AVENUE OF THE AMERICAS, 46TH FLOOR NEW YORK NY 10105 0 0 1 0 0001252267 DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC C/O FORTRESS INVESTMENT GROUP LLC 1345 AVENUE OF THE AMERICAS, 46TH FLOOR NEW YORK NY 10105 0 0 1 0 0001245521 FORTRESS INVESTMENT GROUP LLC C/O FORTRESS INVESTMENT GROUP LLC 1345 AVENUE OF THE AMERICAS, 46TH FLOOR NEW YORK NY 10105 0 0 1 0 0001352168 Summit Delta Investor, LLC C/O D.B. ZWIRN & CO., L.P. 745 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10151 0 0 1 0 0001175853 D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, L.P. C/O D.B. ZWIRN & CO., L.P. 745 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10151 0 0 1 0 0001243310 D.B. ZWIRN & CO., L.P. 745 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10151 0 0 1 0 0001320184 DBZ GP, LLC C/O D.B. ZWIRN & CO., L.P. 745 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10151 0 0 1 0 0001278303 ZWIRN HOLDINGS, LLC C/O D.B. ZWIRN & CO., L.P. 745 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10151 0 0 1 0 0001278301 ZWIRN DANIEL B C/O D.B. ZWIRN & CO., L.P. 745 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10151 0 0 1 0 Common Stock, no par value 2006-06-27 4 S 0 2269750 .75 D 0 D Common Stock, no par value 2006-06-27 4 S 0 2269750 .75 D 0 I See footnote 2 Common Stock, no par value 2006-06-27 4 S 0 0 .75 D 0 I See footnote 3 Common Stock, no par value 2006-06-27 4 S 0 2269750 .75 D 0 I See footnote 4 Common Stock, no par value 2006-06-27 4 S 0 2269750 .75 D 0 I See footnote 5 Common Stock, no par value 2006-06-27 4 S 0 2269750 .75 D 0 I See footnote 6 Common Stock, no par value 2006-06-27 4 S 0 0 .75 D 0 I See footnote 7 Common Stock, no par value 2006-06-27 4 S 0 0 .75 D 0 I See footnote 8 Common Stock, no par value 2006-06-27 4 S 0 0 .75 D 0 I See footnote 9 Common Stock, no par value 2006-06-27 4 S 0 0 .75 D 0 I See footnote 10 The shares of Common Stock to which this note relates were held directly by SummitBridge National Investments LLC ("SummitBridge LLC"), a Delaware limited liability company. Please note that all of the transactions listed herein relate to the same sale of Common Stock. The shares of Common Stock to which this note relates were held indirectly by Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("Drawbridge LP"), in its capacity as one of the members of SummitBridge LLC. As a result, Drawbridge LP may be deemed to have beneficial ownership of these securities for purposes of Section 16. Drawbridge LP expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest. The shares of Common Stock to which this note relates were held indirectly by Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("Drawbridge Advisors"), in its capacity as advisor to Drawbridge LP. As a result, Drawbridge Advisors may be deemed to have beneficial ownership of these securities for purposes of Section 16. Drawbridge Advisors expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest. The shares of Common Stock to which this note relates were held indirectly by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), in its capacity as the managing member of Drawbridge Advisors. As a result, Fortress may be deemed to have beneficial ownership of these securities for purposes of Section 16. Fortress expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest. The shares of Common Stock to which this note relates were held indirectly by Summit Delta Investor, LLC, a Delaware limited liability company ("Summit Delta"), in its capacity as one of the members of SummitBridge LLC. As a result, Summit Delta may be deemed to have beneficial ownership of these securities for purposes of Section 16. Summit Delta expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest. The shares of Common Stock to which this note relates were held indirectly by D.B. Zwirn Special Opportunities Fund, L.P. f/k/a Highbridge/Zwirn Special Opportunities Fund, L.P., a Delaware limited partnership ("D.B. Zwirn L.P."), in its capacity as a member of Summit Delta. As a result, D.B. Zwirn L.P. may be deemed to have beneficial ownership of these securities for purposes of Section 16. D.B. Zwirn L.P. expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest. The shares of Common Stock to which this note relates were held indirectly by D.B. Zwirn & Co., L.P. f/k/a Highbridge/Zwirn Capital Management, LLC, a Delaware limited partnership ("DBZCO"), in its capacity as the trading manager of D.B. Zwirn L.P. As a result, DBZCO may be deemed to have beneficial ownership of these securities for purposes of Section 16. DBZCO expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest. The shares of Common Stock to which this note relates were held indirectly by DBZ GP, LLC, a Delaware limited liability company, in its capacity as the general partner of DBZCO. As a result, DBZ GP, LLC may be deemed to have beneficial ownership of these securities for purposes of Section 16. DBZ GP, LLC expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest. The shares of Common Stock to which this note relates were held indirectly by Zwirn Holdings, LLC f/k/a D.B. Zwirn & Co., LLC, a Delaware limited liability company, in its capacity as the managing member of DBZ GP, LLC. As a result, Zwirn Holdings, LLC may be deemed to have beneficial ownership of these securities for purposes of Section 16. Zwirn Holdings, LLC expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest. The shares of Common Stock to which this note relates were held indirectly by Daniel B. Zwirn, in his capacity as the managing member of Zwirn Holdings, LLC. As a result, Daniel B. Zwirn may be deemed to have beneficial ownership of these securities for purposes of Section 16. Daniel B. Zwirn expressly disclaims beneficial ownership of any of these securities in which he does not have a pecuniary interest. The joint filers include SummitBridge LLC, Drawbridge LP, Drawbridge Advisors, Fortress, Summit Delta, D.B. Zwirn L.P., DBZCO, DBZ GP, LLC, Zwirn Holdings, LLC, Daniel B. Zwirn and Summit Investment Management LLC. A separate Form 4 has been filed for Summit Investment Management LLC due to Form 4 technical filing limitations. That report relates to the same transaction described herein. /s/ Dean Dakolias, on behalf of SummitBridge National Investments LLC 2006-06-28 /s/ Dean Dakolias, on behalf of Drawbridge Special Opportunities Fund LP 2006-06-28 /s/ Dean Dakolias, on behalf of Drawbridge Special Opportunities Advisors LLC 2006-06-28 /s/ Alan Chesick, on behalf of Fortress Investment Group, LLC 2006-06-28 /s/ Daniel B. Zwirn, on behalf of Summit Delta Investor, LLC 2006-06-29 /s/ Daniel B. Zwirn, on behalf of D.B. Zwirn Special Opportunities Fund, L.P. 2006-06-29 /s/ Daniel B. Zwirn, on behalf of D.B. Zwirn & Co., L.P. 2006-06-29 /s/ Daniel B. Zwirn, on behalf of DBZ GP, LLC 2006-06-29 /s/ Daniel B. Zwirn, on behalf of Zwirn Holdings, LLC 2006-06-29 /s/ Daniel B. Zwirn 2006-06-29 -----END PRIVACY-ENHANCED MESSAGE-----