0000950138-15-000029.txt : 20150107
0000950138-15-000029.hdr.sgml : 20150107
20150107161958
ACCESSION NUMBER: 0000950138-15-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150105
FILED AS OF DATE: 20150107
DATE AS OF CHANGE: 20150107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOBLE ROMANS INC
CENTRAL INDEX KEY: 0000709005
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 351281154
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE VIRGINIA AVE
STREET 2: STE 800
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
BUSINESS PHONE: 3176343377
MAIL ADDRESS:
STREET 1: ONE VIRGINIA AVENUE
STREET 2: SUITE 800
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Privet Fund LP
CENTRAL INDEX KEY: 0001414517
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11104
FILM NUMBER: 15513746
BUSINESS ADDRESS:
STREET 1: 3280 PEACHTREE ROAD NE
STREET 2: SUITE 2670
CITY: Atlanta
STATE: GA
ZIP: 30305
BUSINESS PHONE: 404-419-2670
MAIL ADDRESS:
STREET 1: 3280 PEACHTREE ROAD NE
STREET 2: SUITE 2670
CITY: Atlanta
STATE: GA
ZIP: 30305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Privet Fund Management LLC
CENTRAL INDEX KEY: 0001539953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11104
FILM NUMBER: 15513747
BUSINESS ADDRESS:
STREET 1: 3280 PEACHTREE ROAD NE
STREET 2: SUITE 2670
CITY: ATLANTA
STATE: GA
ZIP: 30305
BUSINESS PHONE: 404-419-2670
MAIL ADDRESS:
STREET 1: 3280 PEACHTREE ROAD NE
STREET 2: SUITE 2670
CITY: ATLANTA
STATE: GA
ZIP: 30305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levenson Ryan
CENTRAL INDEX KEY: 0001363032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11104
FILM NUMBER: 15513748
MAIL ADDRESS:
STREET 1: 2396 DELLWOOD DRIVE
CITY: ATLANTA
STATE: GA
ZIP: 30305
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-01-05
0000709005
NOBLE ROMANS INC
NROM
0001539953
Privet Fund Management LLC
79 WEST PACES FERRY RD, SUITE 200B
ATLANTA
GA
30305
0
0
1
1
See Explanation of Responses
0001414517
Privet Fund LP
79 WEST PACES FERRY RD, SUITE 200B
ATLANTA
GA
30305
0
0
1
1
See Explanation of Responses
0001363032
Levenson Ryan
79 WEST PACES FERRY RD, SUITE 200B
ATLANTA
GA
30305
0
0
1
1
See Explanation of Responses
Common Stock
2015-01-05
4
P
0
74955
2.13
A
2263436
I
By Privet Fund LP
Common Stock
2015-01-06
4
P
0
30053
2.13
A
2293489
I
By Privet Fund LP
Common Stock
2015-01-07
4
P
0
158000
2.12
A
2451489
I
By Privet Fund LP
This report is filed jointly by Privet Fund LP, Privet Fund Management LLC and Ryan Levenson (collectively, the "Reporting Persons"). The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group disclosed in the Schedule 13D filed on behalf of the Reporting Persons and the other members of such group. As of December 29, 2014, the members of this Section 13(d) group collectively owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of such Section 13(d) group except to the extent of his or its pecuniary interest therein.
As of January 5th, 2,163,436 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and 100,000 shares were owned by Privet Fund Management LLC and indirectly by Ryan Levenson.
As of January 6th, 2,193,489 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and 100,000 shares were owned by Privet Fund Management LLC and indirectly by Ryan Levenson.
As of January 7th, 2,351,489 shares were owned directly by Privet Fund LP and indirectly by Privet Fund Management LLC and Ryan Levenson, and 100,000 shares were owned by Privet Fund Management LLC and indirectly by Ryan Levenson.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.05 to $2.15, inclusive. The Reporting Persons undertakes to provide to Noble Roman's, Inc., any security holder of Noble Roman's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.12 to $2.15, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.12 to $2.13, inclusive.
/s/ Ryan Levenson
2015-01-07
/s/ Ryan Levenson, Managing Member, on behalf of Privet Fund Management LLC
2015-01-07
/s/ Ryan Levenson, Managing Member, on behalf of Privet Fund Management LLC, Managing Partner, on behalf of Privet Fund LP
2015-01-07