-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pt0sGYtntYuArphw4M7jYHrj1gmP/1XIfIWTosPy9lkyA6vP1yXF6FcegNRK9glq 0G2Xw8l07bGkeWHfjuSrUQ== 0000926274-11-000006.txt : 20110127 0000926274-11-000006.hdr.sgml : 20110127 20110127170322 ACCESSION NUMBER: 0000926274-11-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110125 FILED AS OF DATE: 20110127 DATE AS OF CHANGE: 20110127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mobley Alan Scott CENTRAL INDEX KEY: 0001356678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 11552857 MAIL ADDRESS: STREET 1: ONE VIRGINIA AVE STREET 2: SUITE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOBLE ROMANS INC CENTRAL INDEX KEY: 0000709005 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 351281154 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VIRGINIA AVE STREET 2: STE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3176343377 MAIL ADDRESS: STREET 1: ONE VIRGINIA AVENUE STREET 2: SUITE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-01-25 0 0000709005 NOBLE ROMANS INC nrom 0001356678 Mobley Alan Scott ONE VIRGINIA AVE SUITE 800 INDIANAPOLIS IN 46204 1 1 0 0 President & COO Stock Option 1.05 2011-01-25 4 A 0 1 1.05 A 2021-01-25 Common Stock 600000 600000 D Warrant 0.93 2011-01-25 4 D 0 1 1.05 D 2005-01-24 2011-01-24 Common Stock 200000 0 D Warrant 0.93 2011-01-25 4 D 0 1 1.05 D 2004-01-07 2011-06-30 Common Stock 300000 0 D The grant provided that a number of shares representing the value of certain voluntarily salary reductions would vest upon issuance and the remaining shares would vest upon the earlier of (i) 1/3 in one year from issuance, another 1/3 in two years from issuance and the balance in three three years from issuance or (ii) 25% of the remaining would vest when the stock price reaches $2.00 per share, another 25% when the stock prices reaches $3.00 per share and the balance when the stock prices reaches $4.00 per share. Accordingly, 272,611 shares vested immediately. All unvested shares would vest immediately on change of control. Alan S. Mobley 2011-01-27 -----END PRIVACY-ENHANCED MESSAGE-----