-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OL+nQMIHP5cLlSm0r/awq3T5cckmWhYPjRaPXNcexSrXLWDovcZYAESYWLeWfHfk OwpI1ZMGMrU0lA3DLSSzXw== 0000916080-97-000003.txt : 19970401 0000916080-97-000003.hdr.sgml : 19970401 ACCESSION NUMBER: 0000916080-97-000003 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970331 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOBLE ROMANS INC CENTRAL INDEX KEY: 0000709005 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 351281154 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-11104 FILM NUMBER: 97570630 BUSINESS ADDRESS: STREET 1: ONE VIRGINIA AVE STREET 2: SUITET 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3176343377 MAIL ADDRESS: STREET 1: ONE VIRGINIA AVENUE STREET 2: SUITE 800 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 NT 10-K 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Notification of Late Filing Commission File Number 0-11104 [X] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: December 31, 1996 PART I NOBLE ROMAN'S, INC. (Name of issuer in its charter) Indiana 35-1281154 (State or other jurisdiction (IRS Employer of incorporation or organization) Identification No.) One Virginia Avenue, Suite 800 Indianapolis, Indiana 46204 (Address of principal executive offices) Issuer's telephone number:(317) 634-3377 Securities registered under Section 12(b) of the Act:None Securities registered under Section 12(g) of the Act:Common Stock PART II Form 10-K cannot be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25 as follows: [ X ](a)For reasons described in Part III, Form 10-K for the fiscal year ended December 31, 1996 cannot be timely filed without unreasonable effort or expense, therefore, we are requesting a fifteen (15) day extension of time to file such form. [ X ](b)Form 10-K will be filed on or before the 15th day following its current due date of March 31, 1997. [ ](c)The accounting statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III As a result of the withdrawal from a significant acquisition attempt in 1996, the Company incurred significant expenses and operating losses. This resulted in requiring managements' time and focus to solve the operational issues and as a result management has not had the time necessary to complete the Form 10-K for the fiscal year ended December 31, 1996. The Form 10-K will be finished promptly and will be filed on or before the 15th day after its due date. PART IV (1)Name and telephone number of person to contact in regard to this modification: Paul W. Mobley, President, (317) 634-3377. ----------------------------------------- (2)Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [ X ] Yes [ ] No (3)Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [ X ] Yes [ ] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. The Company currently estimates a net loss of approximately $2 million for 1996 or $(.50) per share compared to a net loss for 1995 of approximately $200 thousand or $(.05) per share. Total revenue for 1996 was approximately $34.2 million compared to total revenue for 1995 of approximately $33.9 million. The reason for the loss was primarily expenses associated with the withdrawn acquisition attempt and the poor operations as a result of senior managements' time being spent on the attempted acquisition. Noble Roman's, Inc. has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: March 31, 1997 By: /S/ Paul W. Mobley --------------- -------------------- Paul W. Mobley, President -----END PRIVACY-ENHANCED MESSAGE-----