13F-HR 1 d462759d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012. Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: First Citizens Bank and Trust Company, Inc. Address: 1230 Main Street Columbia, SC 29201 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that al required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George Durban Title: Director of Trust Services Phone: 803-931-8589 Signature, Place, and Date of Signing: Columbia, /s/ George Durban South Carolina December 31, 2012 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 155.00 Form 13F Information Table Value Total: (thousands) 99394 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None ================================================================================ FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- AFLAC INC COM 001055102 288 5415 SH SOLE 5415 0 0 AFLAC INC COM 001055102 12 235 SH DEFINED 235 0 0 AT&T INC COM 00206R102 1796 53292 SH SOLE 53292 0 0 AT&T INC COM 00206R102 19 570 SH DEFINED 570 0 0 ABBOTT LABS COM 002824100 2253 34404 SH SOLE 34404 0 0 ABBOTT LABS COM 002824100 21 315 SH DEFINED 315 0 0 ALLSTATE CORP COM 020002101 868 21605 SH SOLE 21605 0 0 ALLSTATE CORP COM 020002101 21 525 SH DEFINED 525 0 0 AMERICAN ELEC PWR INC COM 025537101 1040 24375 SH SOLE 24375 0 0 AMGEN INC COM 031162100 659 7645 SH SOLE 7645 0 0 AMGEN INC COM 031162100 16 185 SH DEFINED 185 0 0 APACHE CORP COM 037411105 330 4200 SH SOLE 4200 0 0 APACHE CORP COM 037411105 8 100 SH DEFINED 100 0 0 APPLE INC COM 037833100 1162 2183 SH SOLE 2183 0 0 APPLE INC COM 037833100 29 55 SH DEFINED 55 0 0 BB&T CORP COM 054937107 1781 61176 SH SOLE 61176 0 0 BB&T CORP COM 054937107 26 880 SH DEFINED 880 0 0 BANK OF AMERICA CORP COM 060505104 238 20522 SH SOLE 20522 0 0 BANK OF MONTREAL 063671101 1306 21316 SH SOLE 21316 0 0 BAXTER INTL INC COM 071813109 1069 16039 SH SOLE 16039 0 0 BAXTER INTL INC COM 071813109 21 310 SH DEFINED 310 0 0 BLACKROCK INC CLA COM 09247X101 264 1278 SH SOLE 1278 0 0 BLACKROCK INC CLA COM 09247X101 12 60 SH DEFINED 60 0 0 BORG WARNER INC 099724106 519 7250 SH SOLE 7250 0 0 BORG WARNER INC 099724106 10 140 SH DEFINED 140 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1377 42240 SH SOLE 42240 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 14 430 SH DEFINED 430 0 0 BROADCOM CORP CL A COM 111320107 441 13280 SH SOLE 13280 0 0 BROADCOM CORP CL A COM 111320107 5 150 SH DEFINED 150 0 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- CVS CAREMARK CORPORATION COM 126650100 817 16892 SH SOLE 16892 0 0 CVS CAREMARK CORPORATION COM 126650100 24 500 SH DEFINED 500 0 0 CELGENE CORP COM 151020104 779 9925 SH SOLE 9925 0 0 CELGENE CORP COM 151020104 10 125 SH DEFINED 125 0 0 CHEVRON CORP COM 166764100 2411 22298 SH SOLE 22298 0 0 CHEVRON CORP COM 166764100 36 330 SH DEFINED 330 0 0 COACH INC COM 189754104 856 15430 SH SOLE 15430 0 0 COACH INC COM 189754104 16 295 SH DEFINED 295 0 0 COCA COLA CO COM 191216100 956 26370 SH SOLE 26370 0 0 COCA COLA CO COM 191216100 1549 42734 SH DEFINED 42734 0 0 COLGATE PALMOLIVE CO COM 194162103 679 6495 SH SOLE 6495 0 0 COMMUNITY HEALTH SYS INC NEW 203668108 766 24925 SH SOLE 24925 0 0 COMMUNITY HEALTH SYS INC NEW 203668108 12 375 SH DEFINED 375 0 0 CONOCOPHILLIPS COM 20825C104 1230 21214 SH SOLE 21214 0 0 CONOCOPHILLIPS COM 20825C104 17 285 SH DEFINED 285 0 0 DEERE & CO COM 244199105 726 8405 SH SOLE 8405 0 0 DEERE & CO COM 244199105 16 180 SH DEFINED 180 0 0 WALT DISNEY CO 254687106 1047 21027 SH SOLE 21027 0 0 WALT DISNEY CO 254687106 19 375 SH DEFINED 375 0 0 DUPONT EI DE NEMOURS & CO 263534109 490 10897 SH SOLE 10897 0 0 DUPONT EI DE NEMOURS & CO 263534109 7 145 SH DEFINED 145 0 0 DUKE ENERGY CORP NEW 26441C204 1346 21103 SH SOLE 21103 0 0 DUKE ENERGY CORP NEW 26441C204 47 742 SH DEFINED 742 0 0 EXXON MOBIL CORP COM 30231G102 1611 18614 SH SOLE 18614 0 0 EXXON MOBIL CORP COM 30231G102 37 425 SH DEFINED 425 0 0 FEDEX CORP COM 31428X106 880 9592 SH SOLE 9592 0 0 FEDEX CORP COM 31428X106 16 170 SH DEFINED 170 0 0 FISERV INC COM 337738108 799 10110 SH SOLE 10110 0 0 FISERV INC COM 337738108 18 225 SH DEFINED 225 0 0 GENERAL ELEC CO COM 369604103 1141 54380 SH SOLE 54380 0 0 GENERAL ELEC CO COM 369604103 25 1175 SH DEFINED 1175 0 0 GOLDMAN SACHS GROUP INC 38141G104 847 6640 SH SOLE 6640 0 0 GOLDMAN SACHS GROUP INC 38141G104 13 100 SH DEFINED 100 0 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- GOOGLE INC CL A 38259P508 770 1089 SH SOLE 1089 0 0 GOOGLE INC CL A 38259P508 21 30 SH DEFINED 30 0 0 HALLIBURTON CO COM 406216101 580 16733 SH SOLE 16733 0 0 HALLIBURTON CO COM 406216101 11 315 SH DEFINED 315 0 0 HOLLYFRONTIER CORP 436106108 805 17295 SH SOLE 17295 0 0 HOLLYFRONTIER CORP 436106108 14 300 SH DEFINED 300 0 0 INTEL CORP COM 458140100 1206 58511 SH SOLE 58511 0 0 INTEL CORP COM 458140100 8 380 SH DEFINED 380 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1331 6947 SH SOLE 6947 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 31 160 SH DEFINED 160 0 0 INTERNATIONAL PAPER CO COM 460146103 596 14970 SH SOLE 14970 0 0 INTERNATIONAL PAPER CO COM 460146103 14 350 SH DEFINED 350 0 0 ISHARES S&P 500 INDEX FUND 464287200 307 2145 SH SOLE 2145 0 0 ETF ISHARES TRUST BETTER I SHARES EFAE TRST 464287465 3119 54859 SH SOLE 54859 0 0 ISHARES RUSSELL MIDCAP INDEX FUND 464287499 2794 24703 SH SOLE 24703 0 0 ISHARES TR S&P BETTER I SHARES TR S&P MID CAP 464287507 1257 12360 SH SOLE 12360 0 0 ISHARES RUSSELL 2000 INDEX FFD 464287655 2605 30895 SH SOLE 30895 0 0 JP MORGAN CHASE & CO INC 46625H100 926 21072 SH SOLE 21072 0 0 JP MORGAN CHASE & CO INC 46625H100 30 685 SH DEFINED 685 0 0 JOHNSON & JOHNSON COM 478160104 1723 24585 SH SOLE 24585 0 0 JOHNSON & JOHNSON COM 478160104 22 310 SH DEFINED 310 0 0 KAISER ALUM CORP 483007704 551 8930 SH SOLE 8930 0 0 KAISER ALUM CORP 483007704 6 100 SH DEFINED 100 0 0 KIMBERLY CLARK CORP COM 494368103 1450 17177 SH SOLE 17177 0 0 KIMBERLY CLARK CORP COM 494368103 10 120 SH DEFINED 120 0 0 KRAFT FOODS GROUP INC 50076Q106 537 11808 SH SOLE 11808 0 0 LILLY ELI & CO COM 532457108 1699 34447 SH SOLE 34447 0 0 LILLY ELI & CO COM 532457108 23 475 SH DEFINED 475 0 0 LOCKHEED MARTIN CORP COM 539830109 1444 15650 SH SOLE 15650 0 0 LOWES COS INC COM 548661107 1230 34615 SH SOLE 34615 0 0 LOWES COS INC COM 548661107 24 675 SH DEFINED 675 0 0 MARATHON OIL CORP COM 565849106 853 27830 SH SOLE 27830 0 0 MARATHON OIL CORP COM 565849106 8 275 SH DEFINED 275 0 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- MATTEL INC COM 577081102 1493 40780 SH SOLE 40780 0 0 MCDONALDS CORP COM 580135101 1019 11555 SH SOLE 11555 0 0 MCDONALDS CORP COM 580135101 10 115 SH DEFINED 115 0 0 MERCK & CO INC COM 58933Y105 1137 27790 SH SOLE 27790 0 0 MERCK & CO INC COM 58933Y105 40 975 SH DEFINED 975 0 0 MICROSOFT CORP COM 594918104 2043 76516 SH SOLE 76516 0 0 MICROSOFT CORP COM 594918104 26 975 SH DEFINED 975 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 1236 37915 SH SOLE 37915 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 10 310 SH DEFINED 310 0 0 MONDELEZ INTL INC 609207105 800 31424 SH SOLE 31424 0 0 NATIONAL OILWELL VARCO INC COM 637071101 642 9393 SH SOLE 9393 0 0 NATIONAL OILWELL VARCO INC COM 637071101 14 200 SH DEFINED 200 0 0 NUCOR CORP COM 670346105 1576 36528 SH SOLE 36528 0 0 NUCOR CORP COM 670346105 11 265 SH DEFINED 265 0 0 NV ENERGY INC 67073Y106 574 31635 SH SOLE 31635 0 0 NV ENERGY INC 67073Y106 6 350 SH DEFINED 350 0 0 ORACLE CORP COM 68389X105 919 27603 SH SOLE 27603 0 0 ORACLE CORP COM 68389X105 22 650 SH DEFINED 650 0 0 PPL CORP 69351T106 1358 47435 SH SOLE 47435 0 0 PPL CORP 69351T106 11 375 SH DEFINED 375 0 0 PFIZER INC COM 717081103 1073 42815 SH SOLE 42815 0 0 PFIZER INC COM 717081103 13 500 SH DEFINED 500 0 0 PHILIP MORRIS INTL 718172109 1733 20724 SH SOLE 20724 0 0 PHILIP MORRIS INTL 718172109 4 50 SH DEFINED 50 0 0 PIEDMONT NAT'L GAS INC COM 720186105 1266 40435 SH SOLE 40435 0 0 PIEDMONT NAT'L GAS INC COM 720186105 23 750 SH DEFINED 750 0 0 PROCTER & GAMBLE CO COM 742718109 1234 18178 SH SOLE 18178 0 0 PROCTER & GAMBLE CO COM 742718109 34 505 SH DEFINED 505 0 0 PROSPECT CAPITAL CORP 74348T102 832 76550 SH SOLE 76550 0 0 PROSPECT CAPITAL CORP 74348T102 18 1700 SH DEFINED 1700 0 0 QUALCOMM INC COM 747525103 950 15361 SH SOLE 15361 0 0 QUALCOMM INC COM 747525103 18 285 SH DEFINED 285 0 0 SCHLUMBERGER LTD COM 806857108 247 3570 SH SOLE 3570 0 0 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- SOUTHERN CO COM 842587107 152 3555 SH SOLE 3555 0 0 SOUTHERN CO COM 842587107 69 1610 SH DEFINED 1610 0 0 SPECTRA ENERGY CORP 847560109 221 8063 SH SOLE 8063 0 0 STARBUCKS CORP COM 855244109 1156 21550 SH SOLE 21550 0 0 STARBUCKS CORP COM 855244109 19 350 SH DEFINED 350 0 0 SUN LIFE FINL INC 866796105 769 28980 SH SOLE 28980 0 0 SUN LIFE FINL INC 866796105 15 575 SH DEFINED 575 0 0 3M CO COM 88579Y101 2291 24675 SH SOLE 24675 0 0 3M CO COM 88579Y101 32 345 SH DEFINED 345 0 0 TRANSCANADA CORP 89353D107 1368 28910 SH SOLE 28910 0 0 U S BANCORP DEL COM 902973304 1007 31525 SH SOLE 31525 0 0 U S BANCORP DEL COM 902973304 17 525 SH DEFINED 525 0 0 UNITED TECHNOLOGIES CORP COM 913017109 926 11294 SH SOLE 11294 0 0 UNITED TECHNOLOGIES CORP COM 913017109 21 255 SH DEFINED 255 0 0 V F CORPORATION 918204108 670 4438 SH SOLE 4438 0 0 ETF VANGUARD EMER MKT 922042858 1411 31697 SH SOLE 31697 0 0 VERIZON COMMUNICATIONS INC 92343V104 2617 60483 SH SOLE 60483 0 0 VERIZON COMMUNICATIONS INC 92343V104 32 750 SH DEFINED 750 0 0 VISA INC COM CL A 92826C839 1050 6925 SH SOLE 6925 0 0 VISA INC COM CL A 92826C839 19 125 SH DEFINED 125 0 0 WAL-MART STORES INC COM 931142103 985 14438 SH SOLE 14438 0 0 WAL-MART STORES INC COM 931142103 29 425 SH DEFINED 425 0 0 WASTE MANAGEMENT INC NEW 94106L109 1246 36935 SH SOLE 36935 0 0 WELLS FARGO & CO NEW COM 949746101 1206 35292 SH SOLE 35292 0 0 WELLS FARGO & CO NEW COM 949746101 29 850 SH DEFINED 850 0 0 WESTERN DIGITAL CORP 958102105 777 18280 SH SOLE 18280 0 0 WESTERN DIGITAL CORP 958102105 15 350 SH DEFINED 350 0 0 GRAND TOTALS 99394 2110881 2110881 0 0