0001209191-20-006309.txt : 20200204 0001209191-20-006309.hdr.sgml : 20200204 20200204161836 ACCESSION NUMBER: 0001209191-20-006309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Appelbaum P Stephen CENTRAL INDEX KEY: 0001363586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20827 FILM NUMBER: 20573927 MAIL ADDRESS: STREET 1: 13001 HOLLENBERG DRIVE CITY: BRIDGETON STATE: MO ZIP: 63044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASS INFORMATION SYSTEMS INC CENTRAL INDEX KEY: 0000708781 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 431265338 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-506-5500 MAIL ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CASS COMMERCIAL CORP DATE OF NAME CHANGE: 19950518 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-31 0 0000708781 CASS INFORMATION SYSTEMS INC CASS 0001363586 Appelbaum P Stephen 12444 POWERSCOURT DR SUITE 550 ST. LOUIS MO 63131 0 1 0 0 CFO Common Stock 2020-01-31 4 F 0 777 54.02 D 48487 D Common Stock 2020-01-31 4 A 0 2734 0.00 A 51221 D Common Stock 2020-01-31 4 F 0 1209 54.02 D 50012 D Common Stock 2020-01-31 4 A 0 1612 0.00 A 51624 D Includes restricted stock bonus shares, subject to vesting and forfeiture. The shares were acquired upon the satisfaction of applicable performance conditions. Represents a grant of restricted stock units under the Amended and Restated Omnibus Stock and Performance Compensation Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The restricted stock units are scheduled to cliff vest in three years. /s/ P. Stephen Appelbaum 2020-02-04