0001209191-17-063079.txt : 20171130 0001209191-17-063079.hdr.sgml : 20171130 20171130174811 ACCESSION NUMBER: 0001209191-17-063079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171129 FILED AS OF DATE: 20171130 DATE AS OF CHANGE: 20171130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Appelbaum P Stephen CENTRAL INDEX KEY: 0001363586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20827 FILM NUMBER: 171232174 MAIL ADDRESS: STREET 1: 13001 HOLLENBERG DRIVE CITY: BRIDGETON STATE: MO ZIP: 63044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASS INFORMATION SYSTEMS INC CENTRAL INDEX KEY: 0000708781 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 431265338 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-506-5500 MAIL ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CASS COMMERCIAL CORP DATE OF NAME CHANGE: 19950518 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-29 0 0000708781 CASS INFORMATION SYSTEMS INC CASS 0001363586 Appelbaum P Stephen 12444 POWERSCOURT DR SUITE 550 ST. LOUIS MO 63131 0 1 0 0 CFO Common Stock 2017-11-29 4 M 0 3447 29.95 A 34080 D Common Stock 2017-11-29 4 D 0 1486 69.48 D 32594 D Common Stock 2017-11-29 4 F 0 850 69.48 D 31744 D Stock Appreciation Rights 29.95 2017-11-29 4 M 0 3447 0.00 D 2012-01-26 2021-01-24 Common Stock 3447 3446 D Includes restricted stock bonus shares, subject to vesting and forfeiture. Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. /s/ P. Stephen Appelbaum 2017-11-30