0001209191-16-151435.txt : 20161121 0001209191-16-151435.hdr.sgml : 20161121 20161121161441 ACCESSION NUMBER: 0001209191-16-151435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161121 FILED AS OF DATE: 20161121 DATE AS OF CHANGE: 20161121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASS INFORMATION SYSTEMS INC CENTRAL INDEX KEY: 0000708781 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 431265338 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-506-5500 MAIL ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CASS COMMERCIAL CORP DATE OF NAME CHANGE: 19950518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Appelbaum P Stephen CENTRAL INDEX KEY: 0001363586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20827 FILM NUMBER: 162010492 MAIL ADDRESS: STREET 1: 13001 HOLLENBERG DRIVE CITY: BRIDGETON STATE: MO ZIP: 63044 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-21 0 0000708781 CASS INFORMATION SYSTEMS INC CASS 0001363586 Appelbaum P Stephen 12444 POWERSCOURT DR SUITE 550 ST. LOUIS MO 63131 0 1 0 0 CFO Common Stock 2016-11-21 4 M 0 6234 21.30 A 33124 D Common Stock 2016-11-21 4 D 0 1888 70.35 D 31236 D Common Stock 2016-11-21 4 F 0 1797 70.35 D 29439 D Stock Appreciation Rights 21.30 2016-11-21 4 M 0 6234 0.00 D 2010-01-21 2019-01-19 Common Stock 6234 0 D Includes restricted stock bonus shares, subject to vesting and forfeiture. Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. /s/ P. Stephen Appelbaum 2016-11-21