0001181431-13-044300.txt : 20130813 0001181431-13-044300.hdr.sgml : 20130813 20130813085204 ACCESSION NUMBER: 0001181431-13-044300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130809 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASS INFORMATION SYSTEMS INC CENTRAL INDEX KEY: 0000708781 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 431265338 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-506-5500 MAIL ADDRESS: STREET 1: 12444 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CASS COMMERCIAL CORP DATE OF NAME CHANGE: 19950518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Appelbaum P Stephen CENTRAL INDEX KEY: 0001363586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20827 FILM NUMBER: 131031361 MAIL ADDRESS: STREET 1: 13001 HOLLENBERG DRIVE CITY: BRIDGETON STATE: MO ZIP: 63044 4 1 rrd388174.xml X0306 4 2013-08-09 0 0000708781 CASS INFORMATION SYSTEMS INC CASS 0001363586 Appelbaum P Stephen 12444 POWERSCOURT DRIVE SUITE 550 ST. LOUIS MO 63131 0 1 0 0 CFO Common Stock 2013-08-09 4 M 0 4730 23.48 A 22920 D Common Stock 2013-08-09 4 D 0 1881 59.06 D 21039 D Common Stock 2013-08-09 4 F 0 950 59.06 D 20089 D Stock Appreciation Rights 23.48 2013-08-09 4 M 0 4730 0 D 2009-01-23 2018-01-21 Common Stock 4730 4728 D Stock Appreciation Rights 21.30 2010-01-21 2019-01-19 Common Stock 12468 12468 D Stock Appreciation Rights 24.93 2011-01-27 2020-01-25 Common Stock 2318 2318 D Stock Appreciation Rights 29.95 2012-01-26 2021-01-24 Common Stock 6893 6893 D Stock Appreciation Rights 33.56 2013-01-25 2022-01-23 Common Stock 6889 6889 D Stock Appreciation Rights 42.14 2014-01-22 2023-01-21 Common Stock 6283 6283 D Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. Includes restricted stock bonus shares, subject to vesting and forfeiture. /s/ P. Stephen Appelbaum 2013-08-13