0001181431-12-063944.txt : 20121212 0001181431-12-063944.hdr.sgml : 20121212 20121212105020 ACCESSION NUMBER: 0001181431-12-063944 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121210 FILED AS OF DATE: 20121212 DATE AS OF CHANGE: 20121212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUNNGRABER ERIC H CENTRAL INDEX KEY: 0001216428 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20827 FILM NUMBER: 121258063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASS INFORMATION SYSTEMS INC CENTRAL INDEX KEY: 0000708781 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 431265338 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13001 HOLLENBERG DR. CITY: BRIDGETON STATE: MO ZIP: 63044 BUSINESS PHONE: 3145055500 MAIL ADDRESS: STREET 1: 13001 HOLLENBERG DR. CITY: BRIDGETON STATE: MO ZIP: 63044 FORMER COMPANY: FORMER CONFORMED NAME: CASS COMMERCIAL CORP DATE OF NAME CHANGE: 19950518 4 1 rrd363245.xml X0306 4 2012-12-10 0 0000708781 CASS INFORMATION SYSTEMS INC CASS 0001216428 BRUNNGRABER ERIC H 13001 HOLLENBERG DRIVE BRIDGETON MO 63044 1 1 0 0 CEO Common Stock 2012-12-10 4 M 0 9656 21.30 A 63543 D Common Stock 2012-12-10 4 D 0 4763 43.19 D 58780 D Common Stock 2012-12-10 4 F 0 1587 43.19 D 57193 D Common Stock 2012-12-10 4 S 0 4000 42.55 D 53193 D Common Stock 2012-12-11 4 S 0 1000 42.75 D 52193 D Stock Appreciation Rights 21.30 2012-12-10 4 M 0 9656 0 D 2010-01-21 2019-01-19 Common Stock 9656 6844 D Stock Appreciation Rights 23.48 2009-01-23 2018-01-21 Common Stock 20473 20473 D Stock Appreciation Rights 24.93 2011-01-27 2020-01-25 Common Stock 6501 6501 D Stock Appreciation Rights 29.95 2012-01-26 2021-01-24 Common Stock 20065 20065 D Stock Appreciation Rights 33.56 2013-01-25 2022-01-23 Common Stock 20919 20919 D Over a three year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. Includes shares of restricted stock, subject to vesting and forfeiture. Represents average weighted sales price. Actual prices ranged from $42.45 to $42.66. Individual transaction details available upon request. NOTE: ALL SHARES AND SHARE PRICES HAVE BEEN ADJUSTED FOR THE 10% STOCK DIVIDEND PAID BY THE COMPANY ON 12/14/2012. /s/ Eric H. Brunngraber 2012-12-12