0001181431-12-048906.txt : 20120906 0001181431-12-048906.hdr.sgml : 20120906 20120906134519 ACCESSION NUMBER: 0001181431-12-048906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120906 FILED AS OF DATE: 20120906 DATE AS OF CHANGE: 20120906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PICKERING JOHN F CENTRAL INDEX KEY: 0001220391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20827 FILM NUMBER: 121076350 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASS INFORMATION SYSTEMS INC CENTRAL INDEX KEY: 0000708781 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 431265338 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13001 HOLLENBERG DR. CITY: BRIDGETON STATE: MO ZIP: 63044 BUSINESS PHONE: 3145055500 MAIL ADDRESS: STREET 1: 13001 HOLLENBERG DR. CITY: BRIDGETON STATE: MO ZIP: 63044 FORMER COMPANY: FORMER CONFORMED NAME: CASS COMMERCIAL CORP DATE OF NAME CHANGE: 19950518 4 1 rrd355366.xml X0306 4 2012-09-06 0 0000708781 CASS INFORMATION SYSTEMS INC CASS 0001220391 PICKERING JOHN F 13001 HOLLENBERG DRIVE BRIDGETON MO 63044 0 1 0 0 Pres.-Transportation Info Serv Common Stock 2012-09-06 4 S 0 2500 40.165 D 21910 D Common Stock 2012-09-06 4 S 0 2500 40.445 D 19410 D Common Stock 18334 I Held in spousal trust Employee Stock Option (right to buy) 18.79 2013-01-02 2013-01-02 Common Stock 1097 1097 D Stock Appreciation Rights 27.42 2011-01-27 2020-01-25 Common Stock 2262 2262 D Stock Appreciation Rights 32.95 2012-01-26 2021-01-24 Common Stock 6695 6695 D Stock Appreciation Rights 36.92 2013-01-25 2022-01-23 Common Stock 6701 6701 D Exercisable date may be accelerated based on Company performance. Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant. Includes restricted stock bonus shares, subject to vesting and forfeiture. /s/ John F. Pickering 2012-09-06