0001209191-16-103112.txt : 20160226 0001209191-16-103112.hdr.sgml : 20160226 20160226191454 ACCESSION NUMBER: 0001209191-16-103112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160224 FILED AS OF DATE: 20160226 DATE AS OF CHANGE: 20160226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCR CORP CENTRAL INDEX KEY: 0000070866 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 310387920 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3097 SATELLITE BLVD CITY: DULUTH STATE: GA ZIP: 30096 BUSINESS PHONE: 9374455000 MAIL ADDRESS: STREET 1: 3097 SATELLITE BLVD CITY: DULUTH STATE: GA ZIP: 30096 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL CASH REGISTER CO DATE OF NAME CHANGE: 19740617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NUTI WILLIAM CENTRAL INDEX KEY: 0001185755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00395 FILM NUMBER: 161464314 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-24 0 0000070866 NCR CORP NCR 0001185755 NUTI WILLIAM 7 WORLD TRADE CENTER, 250 GREENWICH STREET, 35TH FLOOR NEW YORK NY 10007 1 1 0 0 Chairman, CEO and President Common Stock 2016-02-24 4 A 0 53465 23.38 A 526830 D Common Stock 2016-02-25 4 F 0 22954 23.19 D 503876 D Restricted Stock Units 0.00 2016-02-24 4 A 0 669792 0.00 A Common Stock 669792 669792 D These are time-based restricted stock units granted February 24, 2016 that will vest ratably with one-third of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date") subject to the reporting person's continued employment with the issuer on the applicable Vesting Date and in accordance with the terms and conditions of the applicable award agreement. These shares were withheld to cover tax withholding obligations when 46,642 restricted stock units vested on February 25, 2016. These are price-contingent restricted stock units, 50% of which may be earned if the issuer's common stock price closes at or above $35 per share for any twenty consecutive trading days during the five-year period after the grant date, and the remaining 50% of which may be earned if such price closes at or above $40 per share for any twenty consecutive trading days during such five-year period. Vesting of earned units is also conditioned on continued service with the issuer through at least the third anniversary of the grant date ($35 goal) and fourth anniversary of the grant date ($40 goal) to the extent required in the applicable award agreements. Laura J. Foltz, Attorney-in-Fact for William Nuti 2016-02-26