0001567619-23-005583.txt : 20230410 0001567619-23-005583.hdr.sgml : 20230410 20230410145949 ACCESSION NUMBER: 0001567619-23-005583 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230410 DATE AS OF CHANGE: 20230410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40230 FILM NUMBER: 23810874 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOFA SECURITIES, INC. CENTRAL INDEX KEY: 0001675365 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40230 FILM NUMBER: 23810873 BUSINESS ADDRESS: STREET 1: ONE BRYANT PARK CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 980-388-5369 MAIL ADDRESS: STREET 1: 100 N TRYON ST STREET 2: NC1-007-14-30 CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BOFAML SECURITIES, INC. DATE OF NAME CHANGE: 20190121 FORMER NAME: FORMER CONFORMED NAME: BOFA SECURITIES, INC. DATE OF NAME CHANGE: 20190121 FORMER NAME: FORMER CONFORMED NAME: BOFAML SECURITIES, INC. DATE OF NAME CHANGE: 20160523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forum Merger IV Corp CENTRAL INDEX KEY: 0001842916 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 861556509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1615 SOUTH CONGRESS AVENUE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 BUSINESS PHONE: (212) 739-7860 MAIL ADDRESS: STREET 1: 1615 SOUTH CONGRESS AVENUE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 3 1 doc1.xml FORM 3 X0206 3 2023-03-31 0 0001842916 Forum Merger IV Corp FMIV 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0001675365 BOFA SECURITIES, INC. BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 Common Stock 1182332 I By Subsidiary The Common Stock Shares ("Shares") reported in Table I represent shares beneficially owned by BofA Securities, Inc., a wholly owned subsidiary of Bank of America Corporation ("Bank of America"). Exhibit: 99.1 Bank of America Corporation Power of Attorney 99.2 BofA Securities, Inc. Power of Attorney Andres Ortiz, on behalf of BofA Securities, Inc. 2023-04-10 Andres Ortiz, on behalf of Bank of America Corporation 2023-04-10 EX-99.1 2 bacpoa.htm

BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY

BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby make, constitute, and appoint each of Kelvin Kwok, Tolu Tade, Andres Ortiz Custodio, Frank Lui, James Todd, Zainab Tarteel, Hannah Chae and Monica Yako as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to bind the Corporation by their execution of those agreements, forms and documents related specifically to Section 13 and Section 16 of the Securities Exchange Act of 1934, and other large shareholder and short position regulatory reporting requirements in other jurisdictions.
Any documents executed by an attorney-in-fact in accordance with this Limited Power of Attorney shall fully bind and commit the Corporation and all other parties to such documents may rely upon the execution thereof by the attorney-in fact as if executed by the Corporation and as the true and lawful act of the Corporation.
This Limited Power of Attorney shall automatically terminate as to the authority of Kelvin Kwok, Tolu Tade, Andres Ortiz Custodio, Frank Lui, James Todd, Zainab Tarteel, Hannah Chae and Monica Yako upon the earlier of the date period of 12 months from the date hereof or the attorney-in-fact’s resignation or termination from or transfer out of the Compliance and Operational Risk Department; however, any such resignation, termination or transfer shall have no impact on any documents or instruments executed by any attorney-in-fact named above for the Corporation prior to such resignation, termination or transfer.
This Limited Power of Attorney shall revoke the Limited Power of Attorney executed by the Corporation on July 9, 2021; however, such revocation shall have no impact on any actions taken pursuant to that Power of Attorney.
IN WITNESS WHEREOF, this Power of Attorney has been executed and delivered by the Corporation to the Attorney-in-Fact on this 4th day of May, 2022.


BANK OF AMERICA CORPORATION



By:           Allison L. Gilliam

Allison L. Gilliam
Senior Vice President and Assistant Secretary
EX-99.2 3 bofaspoa.htm


POWER OF ATTORNEY
To Prepare and Execute Documents Pursuant to
Sections 13 and 16 of the Securities and Exchange Act of 1934, as Amended, And Rules Promulgated thereunder, by and on Behalf of
BofA Securities, Inc.

BofA Securities, Inc. a Delaware corporation (the "Corporation"), hereby appoints Hannah Chae, Andres Ortiz Custodio, Tze Wei Kelvin Kwok, Frank Liu, James ToddTolu Tade, Zainab Tarteel, Mei Suet Michelle Wong and Monica Yako as Attorneys-in-Fact for the Corporation (each an " Attorney-in-Fact") acting for the Corporation and in the Corporation' s name, place and stead to:

1. execute and deliver agreements, forms and documents arising  during  the Company' s ordinary course of business related to all Large Shareholder, Short Position and Takeover Panel regulatory reporting requirements in all applicable jurisdictions .

2. do any act or enter into any other document necessary or ancillary  to  the foregoing.

Any Documents executed by an Attorney-in-Fact shall fully bind and commit the Corporation and all other parties to such Documents may rely upon the execution thereof by the Attorney-in-Fact as if executed by the Corporation and as the true and lawful act of the Corporation.

This Power of Attorney shall (i) supersede the Power of Attorney dated August 9, 2019,
(ii) automatically terminate as to the authority of any Attorney-in-Fact on upon such Attorney-in- Fact's resignation or termination from Bank of America's Global Compliance and Operational Risk Group and (iii) unless earlier terminated under clause (ii), otherwise remain in effect until revoked in writing by the Corporation; provided however, such termination shall have no impact on any Document or instrument connected therewith executed by such Attorney-in-Fact for the Corporation prior to such termination.

The Secretary of the Corporation shall retain this Power of Attorney as an official document of the Corporation.

IN WITNESS WHEREOF, this Power of Attorney has been executed and delivered by Corporation to each Attorney-in-Fact on this 25th day of May, 2022.

BofA Securities, Inc.
By:  W. Eric Gallinek
Name: W. Eric Gallinek
Title: Chief Compliance Officer/Broker-Dealer
& Managing Director