0001567619-20-008237.txt : 20200422 0001567619-20-008237.hdr.sgml : 20200422 20200422095029 ACCESSION NUMBER: 0001567619-20-008237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200420 FILED AS OF DATE: 20200422 DATE AS OF CHANGE: 20200422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23314 FILM NUMBER: 20806841 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23314 FILM NUMBER: 20806842 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Flexible Municipal Income Fund CENTRAL INDEX KEY: 0001723701 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (844) 337-4626 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc1.xml FORM 4 X0306 4 2020-04-20 0 0001723701 PIMCO Flexible Municipal Income Fund PMFLX 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 0 0 1 0 Variable Rate MuniFund Term Preferred Shares 2020-04-20 4 J 0 250 A 750 I By subsidiary The 250 variable rate munifund term preferred shares reported as acquired in Table I represent remarketable variable rate munifund term preferred shares, series 2050-A (the "RVMTP Shares") beneficially owned by Banc of America Preferred Funding Corporation ("PFC") that were acquired from the Issuer at a price of $100,000 per share. Prior to this filing, PFC held 250 variable rate munifund term preferred shares, series 2022 and 250 remarketable variable rate munifund term preferred shares, series 2049-A issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation. This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information Ally Pecarro, Attorney-in-fact, BANK OF AMERICA CORPORATION 2020-04-22 Michael Jentis, Authorized Signatory, BANC OF AMERICA PREFERRED FUNDING CORPORATION 2020-04-22 EX-99.01 2 jfa.htm
EXHIBIT 99.1

JOINT FILING AGREEMENT

Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
Date: April 22, 2020 BANK OF AMERICA CORPORATION
By:  /s/ Ally Pecarro 
Name:  Ally Pecarro
Title:  Attorney-in-fact

BANC OF AMERICA PREFERRED FUNDING CORPORATION
By:  /s/ Michael Jentis 
Name:  Michael Jentis
Title:  Authorized Signatory

 EX-99.02 3 jfi.htm
EXHIBIT 99.2

JOINT FILER INFORMATION


Item
  
Information
Name:
  
Banc of America Preferred Funding Corporation
 
Address:
  
214 North Tryon Street
Charlotte, North Carolina 28255
Date of Event Requiring Statement (Month/Day/Year):
 
  
April 20, 2020
Issuer Name and Ticker or Trading Symbol:
 
  
PIMCO Flexible Municipal Income Fund [PMFLX]
Relationship of Reporting Person(s) to Issuer:
 
  
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
  
Not Applicable
Individual or Joint/Group Filing:
 
  
Form filed by More than One Reporting Person
Signature:
  
Banc of America Preferred Funding Corporation
 
 
By: /s/ Michael Jentis 
Name: Michael Jentis
Title: Authorized Signatory
Date: April 22, 2020