SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BANK OF AMERICA CORP /DE/

(Last) (First) (Middle)
BANK OF AMERICA CORPORATE CENTER
100 N. TRYON STREET

(Street)
CHARLOTTE NC 28255

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEUBERGER BERMAN MUNICIPAL FUND INC. [ NBH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/10/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1)(2)(3) 01/10/2012 P 2,694 A $15.85 2,798 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 100 D $15.78 2,698 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 94 D $15.77 2,604 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 100 D $15.78 2,504 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 100 D $15.78 2,404 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 100 D $15.78 2,304 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 500 D $15.77 1,804 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 100 D $15.78 1,704 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 900 D $15.76 804 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 500 D $15.77 304 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 100 D $15.78 204 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 01/10/2012 S 100 D $15.77 104 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 04/04/2012 P 300 A $15.7755 404 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 04/05/2012 S 300 D $16.0704 104 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/05/2013 P 500 A $13.98 604 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/05/2013 S 86 D $13.98 518 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/05/2013 S 406 D $13.9627 112 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/05/2013 S 8 D $13.98 104 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 12/11/2014 P 2,000 A $15.6399 2,104 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 12/11/2014 S 1,800 D $15.5701 304 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 12/11/2014 S 200 D $15.62 104 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 06/08/2015 S 10 D $14.7586 94 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 06/09/2015 P 10 A $14.6599 104 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/05/2016 S 1,250 D $16.7908 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/07/2016 P 100 A $17.04 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/07/2016 P 750 A $17.04 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/07/2016 P 200 A $17.04 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/07/2016 P 200 A $17.04 104 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/23/2016 P 1 A $17.4799 105 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 12/08/2016 S 1 D $15.17 104 I See Footnotes(1)(2)(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
BANK OF AMERICA CORP /DE/

(Last) (First) (Middle)
BANK OF AMERICA CORPORATE CENTER
100 N. TRYON STREET

(Street)
CHARLOTTE NC 28255

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

(Last) (First) (Middle)
ONE BRYANT PARK

(Street)
NEW YORK NY 10036

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
BOFA SECURITIES, INC.

(Last) (First) (Middle)
ONE BRYANT PARK

(Street)
NEW YORK NY 10036

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), and BofA Securities, Inc. ("BofA Securities") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch, and BofA Securities. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.
2. Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
3. Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.
Remarks:
Balance of trades included in attached schedule. (See Exhibit 99.1) Exhibits Index Exhibit 99.2 - Joint Filing Agreement
BANK OF AMERICA CORP /DE/ By: Its: Authorized Signatory Andres Ortiz 12/13/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated By: Its: Authorized Signatory Andres Ortiz 12/13/2024
BofA Securities, Inc. By: Its: Authorized Signatory Andres Ortiz 12/13/2024
** Signature of Reporting Person Date
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* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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