0001140361-24-029626.txt : 20240610 0001140361-24-029626.hdr.sgml : 20240610 20240610212237 ACCESSION NUMBER: 0001140361-24-029626 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240606 FILED AS OF DATE: 20240610 DATE AS OF CHANGE: 20240610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10573 FILM NUMBER: 241034485 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOFA SECURITIES, INC. CENTRAL INDEX KEY: 0001675365 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10573 FILM NUMBER: 241034483 BUSINESS ADDRESS: STREET 1: ONE BRYANT PARK CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 704-930-9699 MAIL ADDRESS: STREET 1: 100 N TRYON ST STREET 2: NC1-007-14-30 CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BOFAML SECURITIES, INC. DATE OF NAME CHANGE: 20190121 FORMER NAME: FORMER CONFORMED NAME: BOFA SECURITIES, INC. DATE OF NAME CHANGE: 20190121 FORMER NAME: FORMER CONFORMED NAME: BOFAML SECURITIES, INC. DATE OF NAME CHANGE: 20160523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10573 FILM NUMBER: 241034484 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND CENTRAL INDEX KEY: 0001162027 ORGANIZATION NAME: IRS NUMBER: 000000000 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129692124 MAIL ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE NATIONAL MUNICIPAL INCOME FUND DATE OF NAME CHANGE: 20011108 4 1 form4.xml FORM 4 X0508 4 2024-06-06 true 0001162027 ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND AFB 0000070858 BANK OF AMERICA CORP /DE/ 100 NORTH TRYON STREET CHARLOTTE NC 28255 true 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 true 0001675365 BOFA SECURITIES, INC. ONE BRYANT PARK NEW YORK NY 10036 true Bank of America Subsidiary. false Variable Rate Muni Term Preferred Shares 2024-06-06 2024-06-06 4 J 0 5754 D 0 I By Subsidiary Common Stock 2024-06-06 2024-06-06 4 S 0 1600 10.89 D 0 I By Subsidiary Common Stock 2024-06-07 2024-06-07 4 P 0 1600 10.87 D 0 I By Subsidiary The 5,754 2019 VMTPS Variable Rate Muni Term Preferred Shares ("VMTP Shares") (CUSIP No. 46132H601) reported as disposed of in Table I represent shares that were beneficially owned by Banc of America Preferred Funding Corporation ("BAPFC"). The 5,754 VMTP Shares held by BAPFC were redeemed by the Issuer on June 06, 2024, as described in the Notice of Intention to Redeem Securities, N-23C-2, filed by AllianceBernstein National Municipal Income Fund. Inc with the SEC on May 15, 2024, for a redemption price of $25,014.5833003128259 per share (which includes a liquidation preference of $25,000.00 per share and final accumulated but unpaid dividends of $14.5833003128259 per share). BAPFC is a wholly owned subsidiary of Bank of America Corporation. This statement is jointly filed by Bank of America Corporation, BAPFC and BofA Securities Inc. Each reporting person is currently analyzing additional trading activity and expect to file another Form 4 as promptly as reasonably practicable once that analysis is complete. Bank of America Corporation held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary BAPFC. Bank of America Corporation held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary BofA Securities Inc. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement / s / Andres Ortiz (BANK OF AMERICA CORP) 2024-06-10 / s / Andres Ortiz (Banc of America Preferred Funding Corp) 2024-06-10 / s / Andres Ortiz (BofA Securities, Inc.) 2024-06-10 EX-99.1 2 ef20030970_ex99-1.htm EXHIBIT 99.1
Exhibit 99.1

JOINT FILING AGREEMENT
 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
 IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
 Date: June 10, 2024
  
   
BANK OF AMERICA CORPORATION
  
By: /s/ Andres Ortiz
  
Name: Andres Ortiz
  
Title: Authorized Signatory
  

BANC OF AMERICA PREFERRED FUNDING CORPORATION
  
 By: /s/ Andres Ortiz
  
Name: Andres Ortiz
  
Title: Authorized Signatory
  

BOFA SECURITIES, INC
  
 By: /s/ Andres Ortiz
  
Name: Andres Ortiz
  
Title: Authorized Signatory