0001140361-23-020582.txt : 20230426 0001140361-23-020582.hdr.sgml : 20230426 20230426162003 ACCESSION NUMBER: 0001140361-23-020582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20230424 FILED AS OF DATE: 20230426 DATE AS OF CHANGE: 20230426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21449 FILM NUMBER: 23850021 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21449 FILM NUMBER: 23850020 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND CENTRAL INDEX KEY: 0001266585 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA BUSINESS ADDRESS: STREET 1: 333 W WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 917 8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 form4.xml X0407 4 2023-04-24 0001266585 NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 true 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 true false Adjustable Rate MuniFund Term Preferred Shares 2023-04-24 4 J 0 1000 A 1870 I By Subsidiary The 1,000 Series 2032 Adjustable Rate MuniFund Term Preferred Shares ("2032 AMTP Shares") reported as acquired in Table I represent AMTP Shares of Nuveen Municipal High Income Opportunity Fund beneficially owned by Banc of America Preferred Funding Corporation ("PFC") and purchased in connection with a share transition coordinated by the Issuer. Prior to this filing, PFC held 870 Series 2028 Adjustable Rate MuniFund Term Preferred Shares, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation. This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary PFC. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index, Exhibit 99.1 - Joint Filing Agreement, Exhibit 99.2 - Joint Filer Information BANK OF AMERICA CORPORATION by: /s/ Michael Jentis 2023-04-26 BANC OF AMERICA PREFERRED FUNDING CORPORATION by: /s/ Michael Jentis 2023-04-26 EX-99.1 2 brhc20052023_ex99-1.htm EXHIBIT 99.1
EXHIBIT 99.1

JOINT FILING AGREEMENT
 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: April 26, 2023
BANK OF AMERICA CORPORATION
   
 
By:
/s/ Michael Jentis
  
 
Name:
Michael Jentis
 
Title:
Managing Director
     
 
BANC OF AMERICA PREFERRED FUNDING CORPORATION
   
 
By:
/s/ Michael Jentis
  
 
Name:
Michael Jentis
 
Title:
Managing Director


EX-99.2 3 brhc20052023_ex99-2.htm EXHIBIT 99.2
EXHIBIT 99.2

JOINT FILER INFORMATION

Item
    
Information
Name:
    
Banc of America Preferred Funding Corporation
 
Address:
    
214 North Tryon Street
Charlotte, North Carolina 28255
Date of Event Requiring Statement (Month/Day/Year):
 
    
April 24, 2023
Issuer Name and Ticker or Trading Symbol:
 
    
Nuveen Municipal High Income Opportunity Fund (NMZ)
Relationship of Reporting Person(s) to Issuer:
 
    
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
    
Not Applicable
Individual or Joint/Group Filing:
 
    
Form filed by More than One Reporting Person
Signature:
    
Banc of America Preferred Funding Corporation
 
 
By:
/s/ Michael Jentis

Name:
Michael Jentis
 
Title:
Managing Director
 
Date:
April 26, 2023