0001140361-20-023885.txt : 20201027 0001140361-20-023885.hdr.sgml : 20201027 20201027171517 ACCESSION NUMBER: 0001140361-20-023885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200528 FILED AS OF DATE: 20201027 DATE AS OF CHANGE: 20201027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07404 FILM NUMBER: 201264996 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07404 FILM NUMBER: 201264997 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco California Value Municipal Income Trust CENTRAL INDEX KEY: 0000895531 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 367017425 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET, N.E. STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-439-3217 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET, N.E. STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Van Kampen California Value Municipal Income Trust DATE OF NAME CHANGE: 20100601 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN CALIFORNIA VALUE MUNICIPAL INCOME TRUST DATE OF NAME CHANGE: 19981006 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL CALIFORNIA VALUE MUNIC INC TRUST DATE OF NAME CHANGE: 19960102 4 1 form4.xml FORM 4 X0306 4 2020-05-28 0000895531 Invesco California Value Municipal Income Trust VCV 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N. TRYON STREET CHARLOTTE NC 28255 true 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 true Series 2015/6-VCV Variable Rate Muni Term Preferred Shares 2020-05-28 4 J 0 1000 D 1083 I By Subsidiary The 1,000 variable rate muni term preferred shares reported as disposed of in Table I (the "VMTP Shares") represent shares that were beneficially owned by Banc of America Preferred Funding Corporation ("PFC"). The VMTP Shares were disposed of as a result of a sale of the VMTP Shares for a price of $100,052.84932 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $52.84932 per share). PFC is a wholly owned subsidiary of Bank of America Corporation. This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary PFC. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information /s/ Michael Jentis 2020-10-27 /s/ Michael Jentis 2020-10-27 EX-99.1 2 brhc10016308_ex99-1.htm EXHIBIT 99.1
EXHIBIT 99.1
 
JOINT FILING AGREEMENT
 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: October 27, 2020
BANK OF AMERICA CORPORATION

 
By:
 /s/ Michael Jentis  
 
Name:
Michael Jentis
 
Title:
Attorney-in-fact

 
BANC OF AMERICA PREFERRED FUNDING CORPORATION

 
By:
 /s/ Michael Jentis  
 
Name:
Michael Jentis
 
Title:
Authorized Signatory


EX-99.2 3 brhc10016308_ex99-2.htm EXHIBIT 99.2
EXHIBIT 99.2

JOINT FILER INFORMATION

 
Item
    
Information
  
 
Name:
    
Banc of America Preferred Funding Corporation
  
           
 
Address:
    
214 North Tryon Street
  
           
       
Charlotte, North Carolina 28255
  
           
 
Date of Event Requiring Statement (Month/Day/Year):
    
May 28, 2020
  
           
 
Issuer Name and Ticker or Trading Symbol:
    
Invesco California Value Municipal Income Trust [VCV]
  
           
 
Relationship of Reporting Person(s) to Issuer:
    
10% Owner
  
           
 
If Amendment, Date Original Filed (Month/Day/Year):
    
Not Applicable
  
           
 
Individual or Joint/Group Filing:
    
Form filed by More than One Reporting Person
  
           
 
Signature:
    
Banc of America Preferred Funding Corporation
  
           
        By: /s/ Michael Jentis    
        Name:  Michael Jentis  
        Title:  Authorized Signatory  
        Date:  October 27, 2020