Unassociated Document

0001140361-16-071720.txt : 20160706 0001140361-16-071720.hdr.sgml : 20160706 20160706121806 ACCESSION NUMBER: 0001140361-16-071720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Minnesota Municipal Income Fund CENTRAL INDEX KEY: 0001607997 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blue Ridge Investments, L.L.C. CENTRAL INDEX KEY: 0001453700 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22967 FILM NUMBER: 161753016 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 980-386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22967 FILM NUMBER: 161753017 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22967 FILM NUMBER: 161753018 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 doc1.xml FORM 4 X0306 4 2016-07-01 0 0001607997 Nuveen Minnesota Municipal Income Fund NMS 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 0 0 1 0 0001453700 Blue Ridge Investments, L.L.C. 214 NORTH TRYON STREET CHARLOTTE NC 28255 0 0 1 0 Variable Rate MuniFund Term Preferred Shares 2016-07-01 4 J 0 252 D 0 I By Subsidiary Variable Rate MuniFund Term Preferred Shares 2016-07-01 4 J 0 189 D 0 I By Subsidiary Variable Rate MuniFund Term Preferred Shares 2016-07-01 4 J 0 339 A 339 I By Subsidiary Variable Rate MuniFund Term Preferred Shares 2016-07-01 4 J 0 189 A 189 I By Subsidiary The disposition of shares occurred pursuant to an Purchase and Exchange Agreement among the Issuer, Banc of America Preferred Funding Corporation ("PFC") and Blue Ridge Investments, L.L.C. ("Blue Ridge") pursuant to which PFC and Blue Ridge exchanged 252 and 189 existing Variable Rate MuniFund Term Preferred Shares of NMS, respectively, for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NMS, and PFC purchased 87 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NMS, respectively, for a purchase price of $100,000 per share. This statement is jointly filed by Bank of America Corporation ("Bank of America"), PFC and Blue Ridge. Bank of America Corporation holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries PFC and Blue Ridge. 189 of the Securities are beneficially owned by PFC, and 339 of the Securities are beneficially owned by Blue Ridge. PFC and Blue Ridge are each indirect wholly owned subsidiaries of Bank of America Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information / s / Sarah Turner 2016-07-06 / s / Edward Curland 2016-07-06 / s / Edward Curland 2016-07-06 EX-99.1 2 jointfilagg991nms.htm JOINT FILING AGREEMENT Unassociated Document

EXHIBIT 99.1

JOINT FILING AGREEMENT

Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.

IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.

Date: July 6, 2016 BANK OF AMERICA CORPORATION

By: / s / Sarah Turner

Name: Sarah Turner

Title: Attorney-in-fact

BANC OF AMERICA PREFERRED FUNDING CORPORATION

By: / s / Edward Curland

Name: Edward Curland

Title: Authorized Signatory

BLUE RIDGE INVESTMENTS L.L.C.

By: / s / Edward Curland

Name: Edward Curland

Title: Authorized Signatory

EX-99.2 3 jointfiler992nms.htm JOINT FILER INFORMATION Unassociated Document

EXHIBIT 99.2

JOINT FILER INFORMATION

Item		Information
Name:		Banc of America Preferred Funding Corporation
Address:		214 North Tryon Street Charlotte, North Carolina 28255
Date of Event Requiring Statement (Month/Day/Year):		July 1, 2016
Issuer Name and Ticker or Trading Symbol:		Nuveen Minnesota Municipal Income Fund (NMS)
Relationship of Reporting Person(s) to Issuer:		10% Owner
If Amendment, Date Original Filed (Month/Day/Year):		Not Applicable
Individual or Joint/Group Filing:		Form filed by More than One Reporting Person
Signature:		Banc of America Preferred Funding Corporation By: / s / Edward Curland Name: Edward Curland Title: Authorized Signatory

Item		Information
Name:		Blue Ridge Investments, L.L.C.
Address:		214 North Tryon Street Charlotte, North Carolina 28255
Date of Event Requiring Statement (Month/Day/Year):		July 1, 2016
Issuer Name and Ticker or Trading Symbol:		Nuveen Minnesota Municipal Income Fund (NMS)
Relationship of Reporting Person(s) to Issuer:		10% Owner
If Amendment, Date Original Filed (Month/Day/Year):		Not Applicable
Individual or Joint/Group Filing:		Form filed by More than One Reporting Person
Signature:		Blue Ridge Investments, L.L.C. By: / s / Edward Curland Name: Edward Curland Title: Authorized Signatory