0001140361-15-034291.txt : 20150903 0001140361-15-034291.hdr.sgml : 20150903 20150903123531 ACCESSION NUMBER: 0001140361-15-034291 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20150901 FILED AS OF DATE: 20150903 DATE AS OF CHANGE: 20150903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND CENTRAL INDEX KEY: 0001162027 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129692124 MAIL ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE NATIONAL MUNICIPAL INCOME FUND DATE OF NAME CHANGE: 20011108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10573 FILM NUMBER: 151091318 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10573 FILM NUMBER: 151091319 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 doc1.xml FORM 4 X0306 4 2015-09-01 0 0001162027 ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND AFB 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 0 0 1 0 Variable Rate MuniFund Term Preferred Shares 2015-09-01 4 P 0 5644 25000 A 5644 I By Subsidiary Auction Preferred Shares 1770 I By Subsidiary This statement is jointly filed by Bank of America Corporation ("BAC") and Banc of America Preferred Funding Corporation ("BAPFC"). BAC holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its 100% ownership of its subsidiary BAPFC. The Auction Preferred Shares ("APS") reported in Table I represent 1,548 APS beneficially owned by Blue Ridge Investments, L.L.C. and 222 APS beneficially owned by Bank of America, N.A. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information /s/Sun Kyung Bae (BANK OF AMERICA CORPORATION) 2015-09-03 /s/Edward Curland (BANC OF AMERICA PREFERRED FUNDING CORP) 2015-09-03 EX-99.1 2 jointfilingagreement.htm JOINT FILING AGREEMENT
Exhibit 99.1
JOINT FILING AGREEMENT
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
Date: September 3, 2015                               BANK OF AMERICA CORPORATION
By: /s/ Sun Kyung Bae
Name: Sun Kyung Bae
Title: Attorney-in-fact

BANC OF AMERICA PREFERRED FUNDING CORPORATION
By: /s/ Edward Curland
Name: Edward Curland
Title: Authorized Signatory


EX-99.2 3 afbjointfileragreement.htm JOINT FILER INFORMATION
EXHIBIT 99.2

JOINT FILER INFORMATION


Item
 
Information
Name:
 
Banc of America Preferred Funding Corp
 
Address:
 
214 North Tryon Street
Charlotte, NC 28255
 
Date of Event Requiring Statement (Month/Day/Year):
 
 
September 1, 2015
Issuer Name and Ticker or Trading Symbol:
 
 
AllianceBernstein National Municipal Income Fund, Inc. (AFB)
Relationship of Reporting Person(s) to Issuer:
 
 
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
 
Not Applicable
Individual or Joint/Group Filing:
 
 
Form filed by More than One Reporting Person
Signature:
 
BANC OF AMERICA PREFERRED FUNDING CORP
 
 
 
By:    /s/Edward Curland
Name: Edward Curland
Title: Authorized Signatory
Date: September 3, 2015