0001140361-15-026528.txt : 20150702 0001140361-15-026528.hdr.sgml : 20150702 20150702154037 ACCESSION NUMBER: 0001140361-15-026528 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20150701 FILED AS OF DATE: 20150702 DATE AS OF CHANGE: 20150702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND CENTRAL INDEX KEY: 0001266585 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21449 FILM NUMBER: 15969419 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21449 FILM NUMBER: 15969420 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 doc1.xml FORM 4 X0306 4 2015-07-01 0 0001266585 NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 0 0 1 0 Variable Rate MuniFund Term Preferred Shares 2015-07-01 4 J 0 870 D 0 I By Subsidiary Variable Rate MuniFund Term Preferred Shares 2015-07-01 4 J 0 870 A 870 I By Subsidiary The disposition occurred in a cashless exchange for an equal number of Variable Rate MuniFund Term Preferred Shares of NMZ. This statement is jointly filed by Bank of America Corporation ("BAC") and Banc of America Preferred Funding Corporation ("BAPFC"). BAC holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its 100% ownership of its subsidiary BAPFC. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information /s/Sun Kyung Bae (BANK OF AMERICA CORPORATION) 2015-07-02 /s/Edward Curland (BANC OF AMERICA PREFERRED FUNDING CORP) 2015-07-02 EX-99.1 2 jfaexhibit_991.htm JOINT FILING AGREEMENT Unassociated Document
EXHIBIT 99.1

 
JOINT FILING AGREEMENT
 

 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: July 2, 2015
  
BANK OF AMERICA CORPORATION
     
     
   
By:  /s/Sun Kyung Bae
   
     Name:  Sun Kyung Bae
   
     Title: Attorney-in-fact
     
     
   
BANC OF AMERICA PREFERRED FUNDING CORP
     
     
   
By:  /s/Edward Curland
   
     Name:  Edward Curland
   
     Title:  Authorized Signatory
     
     

EX-99.2 3 jfiexhibit_992.htm JOINT FILER INFORMATION Unassociated Document
EXHIBIT 99.2

JOINT FILER INFORMATION


 
Item
  
Information
Name:
  
Banc of America Preferred Funding Corp
 
Address:
  
214 North Tryon Street
Charlotte, NC 28255
 
Date of Event Requiring Statement (Month/Day/Year):
 
  
July 1, 2015
Issuer Name and Ticker or Trading Symbol:
 
  
Nuveen Municipal High Income Opportunity Fund (NMZ)
Relationship of Reporting Person(s) to Issuer:
 
  
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
  
Not Applicable
Individual or Joint/Group Filing:
 
  
Form filed by More than One Reporting Person
Signature:
  
BANC OF AMERICA PREFERRED FUNDING CORP
 
 
 
By:                  /s/Edward Curland
Name: Edward Curland
Title: Authorized Signatory
Date: July 2, 2015