EX-99.SCHEDULE I 7 schedulei.htm SCHEDULE I schedulei.htm
 
 

 

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SCHEDULE I

EXECUTIVE OFFICERS AND DIRECTORS OF
REPORTING PERSONS

The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation.  The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Carolina 28255.

Name
 
Position with Bank of America Corporation
 
Principal Occupation
Brian T. Moynihan
 
Chairman of the Board, Chief Executive Officer, President and Director
 
Chairman of the Board, Chief Executive Officer and President of Bank of America Corporation
Dean C. Athanasia
 
President,  Preferred and Small Business Banking and Co-Head Consumer Banking
 
President, Preferred and Small Business Banking, Co-Head Consumer Banking of Bank of America Corporation
David C. Darnell
 
Vice Chairman, Global Wealth & Investment Management
 
Vice Chairman, Global Wealth & Investment Management of Bank of America Corporation
Geoffrey Greener
 
Chief Risk Officer
 
Chief Risk Officer of Bank of America Corporation
Terrence P. Laughlin
 
President, Strategic Initiatives
 
President, Strategic Initiatives of Bank of America Corporation
Gary G. Lynch
 
 
Global General Counsel and Head of Compliance and Regulatory Relations
 
Global General Counsel and Head of Compliance and Regulatory Relations of Bank of America Corporation
Thomas K. Montag
 
Chief Operating Officer
 
Chief Operating Officer of Bank of America Corporation
Thong M. Nguyen
 
President, Retail Banking and Co-Head, Consumer Banking
 
President, Retail Banking and Co-Head Consumer Banking of Bank of America Corporation
Bruce R. Thompson
 
Chief Financial Officer
 
Chief Financial Officer of Bank of America Corporation
Sharon L. Allen
 
Director
 
Former Chairman of Deloitte LLP
Susan S. Bies
 
Director
 
Former Member, Board of Governors of the Federal Reserve System
Jack O. Bovender, Jr.
 
Lead Independent Director
 
Former Chairman and Chief Executive Officer of HCA Inc.
Frank P. Bramble, Sr.
 
Director
 
Former Executive Officer, MBNA Corporation
Pierre de Weck1
 
Director
 
Former Chairman and Global Head of Private Wealth Management, Deutsche Bank AG
Arnold W. Donald
 
Director
 
President and Chief Executive Officer, Carnival Corporation & plc
Charles K. Gifford
 
Director
 
Former Chairman of Bank of America Corporation
Charles O. Holliday, Jr.
 
Director
 
Former Chairman of the Board of Bank of America Corporation
Linda P. Hudson
 
Director
 
Chairman and CEO of The Cardea Group and Former President and Chief Executive Officer of BAE Systems, Inc.
Monica C. Lozano
 
Director
 
Chair of the Board, US Hispanic Media Inc.
Thomas J. May
 
Director
 
Chairman, President and Chief Executive Officer of Northeast Utilities
Lionel L. Nowell, III
 
Director
 
Former Senior Vice President and Treasurer,  PepsiCo Inc.
Clayton S. Rose
 
Director
 
Professor of Management Practice, Harvard Business School
R. David Yost
 
Director
 
Former Chief Executive Officer of AmerisourceBergen Corp.



 
1 Mr. de Weck is a citizen of Switzerland.

 
 

 

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The following sets forth the name and present principal occupation of each executive officer and director of Bank of America, National Association.  The business address of each of the executive officers and directors of Bank of America, National Association is 100 North Tryon Street, Suite 170, Charlotte, North Carolina 28202.
 
 
Name
 
Position with Bank of America, National Association
 
Principal Occupation
Brian T. Moynihan
 
Chief Executive Officer, President and Director
 
Chief Executive Officer and President of Bank of America Corporation
Dean C. Athanasia
 
President,  Preferred and Small Business Banking and Co-Head Consumer Banking
 
President, Preferred and Small Business Banking, Co-Head Consumer Banking of Bank of America Corporation
David C. Darnell
 
Vice Chairman, Global Wealth & Investment Management
 
Vice Chairman, Global Wealth & Investment Management of Bank of America Corporation
Geoffrey Greener
 
Chief Risk Officer
 
Chief Risk Officer of Bank of America Corporation
Terrence P. Laughlin
 
President, Strategic Initiatives
 
President, Strategic Initiatives of Bank of America Corporation
Gary G. Lynch
 
Global General Counsel and Head of Compliance and Regulatory Relations
 
Global General Counsel and Head of Compliance and Regulatory Relations of Bank of America Corporation
Thomas K. Montag
 
Chief Operating Officer
 
Chief Operating Officer of Bank of America Corporation
Thong M. Nguyen
 
President, Retail Banking and Co-Head, Consumer Banking
 
President, Retail Banking and Co-Head Consumer Banking of Bank of America Corporation
Bruce R. Thompson
 
Chief Financial Officer
 
Chief Financial Officer of Bank of America Corporation
Sharon L. Allen
 
Director
 
Former Chairman of Deloitte LLP
Susan S. Bies
 
Director
 
Former Member, Board of Governors of the Federal Reserve System
Jack O. Bovender, Jr.
 
Chairman of the Board
 
Former Chairman and Chief Executive Officer of HCA Inc.
Frank P. Bramble, Sr.
 
Director
 
Former Executive Officer, MBNA Corporation
Pierre de Weck2
 
Director
 
Former Chairman and Global Head of Private Wealth Management, Deutsche Bank AG
Arnold W. Donald
 
Director
 
President and Chief Executive Officer, Carnival Corporation & plc
Charles K. Gifford
 
Director
 
Former Chairman of Bank of America Corporation
Charles O. Holliday, Jr.
 
Director
 
Former Chairman of the Board of Bank of America Corporation
Linda P. Hudson
 
Director
 
Chairman and CEO of The Cardea Group and Former President and Chief Executive Officer of BAE Systems, Inc.
Monica C. Lozano
 
Director
 
Chair of the Board, US Hispanic Media Inc.
Thomas J. May
 
Director
 
Chairman, President and Chief Executive Officer of Northeast Utilities
Lionel L. Nowell, III
 
Director
 
Former Senior Vice President and Treasurer, PepsiCo Inc.
Clayton S. Rose
 
Director
 
Professor of Management Practice, Harvard Business School
R. David Yost
 
Director
 
Former Chief Executive Officer of AmerisourceBergen Corp.



 
2 Mr. de Weck is a citizen of Switzerland.

 
 

 

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The following sets forth the name and present principal occupation of each executive officer and director of Merrill Lynch, Pierce, Fenner & Smith Incorporated.  The business address of each of the executive officers and directors of Merrill Lynch, Pierce, Fenner & Smith Incorporated is One Bryant Park, New York, New York 10036.

Name
 
Position with Merrill Lynch, Pierce, Fenner & Smith Incorporated
 
Principal Occupation
David C. Darnell
 
Director and Co-Chief Executive Officer
 
Co-Chief Operating Officer of Bank of America Corporation
Thomas K. Montag
 
Director and Co-Chief Executive Officer
 
Co-Chief Operating Officer of Bank of America Corporation
Mark D. Alexander
 
Chief Operations Officer
 
Managing Director, CIO-Technology & Operations (Reg) of Merrill Lynch, Pierce, Fenner & Smith Incorporated
William Caccamise
 
General Counsel, Chief Legal Officer and Managing Director
 
Deputy General Counsel of Bank of America, National Association
Gloria R. Greco
 
Chief Compliance Officer
 
Managing Director, Corporate Compliance Executive of Merrill Lynch, Pierce, Fenner & Smith Incorporated
William L. McNairy
 
Senior Vice President – Tax
 
Senior Vice President, Corporate Tax Executive of Bank of America Corporation
Richard S. Seitz
 
Treasurer and Managing Director
 
Managing Director, Senior Finance Manager – Capital Markets for Bank of America, National Association
William E. Tirrell
 
Interim Chief Financial Officer and Managing Director
 
Managing Director, Senior Finance Manager - Regulatory Reporting of Merrill Lynch, Pierce, Fenner & Smith Incorporated

 
 

 

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The following sets forth the name and present principal occupation of each executive officer and director of Blue Ridge Investments, L.L.C.  The business address of each of the executive officers and directors of Blue Ridge Investments, L.L.C. is 100 North Tryon Street, Charlotte, North Carolina 28255.

Name
 
Position with Blue Ridge Investments, L.L.C.
 
Principal Occupation
William Arnold
 
Manager & Executive Vice President
 
Managing Director, Business Support Executive of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Keith T. Banks
 
Executive Vice President
 
President US Trust, GWIM Banking and BACM of Bank of America, National Association
Anthony Biniaris
 
Manager & Executive Vice President
 
Managing Director, Capital Markets Finance Executive of Bank of America, National Association
Alastair Borthwick
 
Executive Vice President
 
Managing Director, Head of Global Commercial Banking of Bank of America, National Association
Eric R. Burgess
 
Executive Vice President
 
Managing Director, Corporate Investment Senior Financial Manager of Bank of America, National Association
Lisa L. Carnoy
 
Executive Vice President
 
Managing Director, US Trust Division Executive of Merrill Lynch, Pierce, Fenner & Smith Incorporated
George C. Carp
 
Executive Vice President
 
Managing Director, Capital Markets Finance Executive of Bank of America, National Association
Elizabeth Chen
 
Manager & Executive Vice President
 
Senior Vice President, Business Executive-Operations of Countrywide Home Loans, Inc.
Neil A. Cotty
 
Executive Vice President
 
Chief Accounting Officer of Bank of America, National Association
Sara M. Cummings
 
Executive Vice President
 
Managing Director, Liquidity Risk Senior Manager of Bank of America, National Association
Stephan L. Dellosso
 
Manager
 
Managing Director, Global Markets Risk Management Executive of Bank of America, National Association
Lawrence Forte
 
Manager and Executive Vice President
 
Managing Director, Business Support Executive of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wendy J. Gorman
 
Executive Vice President
 
Managing Director, Risk Management Senior Executive of Bank of America, National Association
Geoffrey Greener
 
Executive Vice President
 
Chief Risk Officer of Bank of America, National Association
Walter R. Louis
 
Executive Vice President
 
Senior Vice President, Senior Asset Liability Manager of Bank of America, National Association
William MacDonald
 
Manager and Executive Vice President
 
Managing Director, Global Loan Products Executive of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Walter J. Muller
 
Executive Vice President
 
Managing Director, Chief Investment Officer of Bank of America, National Association
Gregory Mulligan3
 
Executive Vice President
 
Managing Director, Corporate Investment Quantitative Finance Executive of Bank of America, National Association/London Branch
James M. Probert
 
 
 
Executive Vice President
 
Managing Director, Head of Capital Markets of Merrill Lynch, Pierce, Fenner & Smith Incorporated
James G. Rose, Jr.
 
 
Manager and Executive Vice President
 
 
Managing Director, Product Head - Global Capital Markets of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Robert A. Schleusner III
 
Executive Vice President
 
Managing Director, Product Head, Global SLCM-US Loan Capital Markets of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Peter D. Taube
 
Manager and Executive Vice President
 
Managing Director, Global Wealth & Investment Management Finance Executive of Bank of America, National Association




 
3           Mr. Mulligan is a citizen of the United Kingdom.