0001140361-14-037723.txt : 20141009 0001140361-14-037723.hdr.sgml : 20141009 20141009091144 ACCESSION NUMBER: 0001140361-14-037723 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20141006 FILED AS OF DATE: 20141009 DATE AS OF CHANGE: 20141009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC CENTRAL INDEX KEY: 0000862716 IRS NUMBER: 363703083 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178200 MAIL ADDRESS: STREET 1: 333 W WACKER CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blue Ridge Investments, L.L.C. CENTRAL INDEX KEY: 0001453700 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06091 FILM NUMBER: 141149289 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 980-386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06091 FILM NUMBER: 141149290 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06091 FILM NUMBER: 141149291 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 3 1 doc1.xml FORM 3 X0206 3 2014-10-06 0 0000862716 NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC NQM 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 0 0 1 0 0001453700 Blue Ridge Investments, L.L.C. 100 NORTH TRYON STREET CHARLOTTE NC 28255 0 0 1 0 Variable Rate MuniFund Term Preferred Shares 435 I By Subsidiary This statement is jointly filed by Bank of America Corporation ("Bank of America"), Banc of America Preferred Funding Corporation ("PFC") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). Bank of America holds an indirect interest in the shares listed in Table I (the "Shares") by virtue of its indirect 100% ownership of its subsidiaries PFC and Blue Ridge. 129 of the Shares are beneficially owned by PFC and 306 of the Shares are beneficially owned by Blue Ridge. PFC and Blue Ridge are each indirect wholly owned subsidiaries of Bank of America. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. /s/Sun Kyung Bae (Bank of America Corporation) 2014-10-08 /s/Edward Curland (Banc of America Preferred Funding Corporation) 2014-10-08 /s/ Edward Curland (Blue Ridge Investments, L.L.C.) 2014-10-08 EX-99.1 2 form3exhibit99_1.htm JOINT FILING AGREEMENT form3-exhibit99_1.htm
 
 
 

EXHIBIT 99.1

 
JOINT FILING AGREEMENT
 

 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: October    8, 2014
  
BANK OF AMERICA CORP. /DE/
     
     
   
By: /s/Sun Kyung Bae
   
Name: Sun Kyung Bae
   
Title: Attorney-in-fact
     
     
   
BANC OF AMERICA PREFERRED FUNDING CORPORATION
     
     
   
By: /s/Edward Curland
   
Name: Edward Curland
   
Title: Authorized Signatory
     

   
BLUE RIDGE INVESTMENTS, L.L.C.
     
     
   
By: /s/Edward Curland
   
Name: Edward Curland
   
Title: Authorized Signatory
     
     
     
     
     
     
     
     
     

 

 
 
 

EX-99.2 3 form3nms-exhibit99_2.htm JOINT FILER INFORMATION form3nms-exhibit99_2.htm
 
 
 

Exhibit 99.2
 
JOINT FILER INFORMATION


 
Item
  
Information
Name:
  
Banc of America Preferred Funding Corporation
 
Address:
  
214 North Tryon Street
Charlotte, North Carolina 28255
Date of Event Requiring Statement (Month/Day/Year):
 
  
October 6, 2014
Issuer Name and Ticker or Trading Symbol:
 
  
Nuveen Minnesota Municipal Income Fund (NMS)
Relationship of Reporting Person(s) to Issuer:
 
  
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
  
Not Applicable
Individual or Joint/Group Filing:
 
  
Form filed by More than One Reporting Person
Signature:
  
Banc of America Preferred Funding Corporation
 
 
By: /s/Edward Curland
Name: Edward Curland
Title: Authorized Signatory
 

 
 
 


 

 
Item
  
Information
Name:
  
Blue Ridge Investments, L.L.C.
 
Address:
  
100 North Tryon Street
Charlotte, North Carolina 28255
Date of Event Requiring Statement (Month/Day/Year):
 
  
October 6, 2014
Issuer Name and Ticker or Trading Symbol:
 
  
Nuveen Minnesota Municipal Income Fund (NMS)
Relationship of Reporting Person(s) to Issuer:
 
  
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
  
Not Applicable
Individual or Joint/Group Filing:
 
  
Form filed by More than One Reporting Person
Signature:
  
Blue Ridge Investments, L.L.C.
 
 
By: /s/Edward Curland
Name: Edward Curland
Title: Authorized Signatory