0001140361-14-037680.txt : 20141008 0001140361-14-037680.hdr.sgml : 20141008 20141008170154 ACCESSION NUMBER: 0001140361-14-037680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20141006 FILED AS OF DATE: 20141008 DATE AS OF CHANGE: 20141008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST AMERICAN MINNESOTA MUNICIPAL INCOME FUND II INC CENTRAL INDEX KEY: 0001183829 IRS NUMBER: 470890961 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: BC- MN-H04N CITY: MINNEAPOLIS STATE: MN ZIP: 55402-3804 BUSINESS PHONE: 612-303-7987 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: BC- MN-H04N CITY: MINNEAPOLIS STATE: MN ZIP: 55402-3804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blue Ridge Investments, L.L.C. CENTRAL INDEX KEY: 0001453700 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21193 FILM NUMBER: 141148464 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 980-386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banc of America Preferred Funding Corp CENTRAL INDEX KEY: 0001565450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21193 FILM NUMBER: 141148465 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: (980) 386-4161 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21193 FILM NUMBER: 141148466 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 doc1.xml FORM 4 X0306 4 2014-10-06 0 0001183829 FIRST AMERICAN MINNESOTA MUNICIPAL INCOME FUND II INC MXN 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0001565450 Banc of America Preferred Funding Corp 214 NORTH TRYON STREET CHARLOTTE NC 28255 0 0 1 0 0001453700 Blue Ridge Investments, L.L.C. 100 NORTH TRYON STREET CHARLOTTE NC 28255 0 0 1 0 Variable Rate MuniFund Term Preferred Shares 2014-10-06 4 J 0 130 D 0 I By Subsidiary In connection with the merger of First American Minnesota Municipal Income Fund II, Inc. ("MXN") into Nuveen Minnesota Municipal Income Fund ("NMS"), the disposition occurred in exchange for an equal number of shares of NMS. This statement is jointly filed by Bank of America Corporation ("BAC"), Banc of America Preferred Funding Corporation ("BAPFC") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). BAC holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its 100% ownership of its subsidiaries BAPFC and Blue Ridge. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information /s/ Sun Kyun Bae (Bank of America Corporation) 2014-10-08 /s/ Edward Curland (Banc of America Preferred Funding Corporation) 2014-10-08 /s/ Edward Curland (Blue Ridge Investments, L.L.C.) 2014-10-08 EX-99.1 2 form4-exhibit99_1.htm JOINT FILING AGREEMENT form4-exhibit99_1.htm
 
 
 

EXHIBIT 99.1

 
JOINT FILING AGREEMENT
 

 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: October    8, 2014
  
BANK OF AMERICA CORPORATION
     
     
   
By:  /s/Sun Kyung Bae
   
     Name:  Sun Kyung Bae
   
     Title:  Attorney-in-fact
     
     
   
BANC OF AMERICA PREFERRED FUNDING CORP
     
     
   
By:  /s/Edward Curland
   
     Name:  Edward Curland
   
     Title:  Authorized Signatory
     
     
   
BLUE RIDGE INVESTMENTS, L.L.C.
     
     
   
By:  /s/Edward Curland
   
     Name:  Edward Curland
   
     Title:  Authorized Signatory

 
 
 
 


 
 
 

EX-99.2 3 form4mxn-exhibit99_2.htm JOINT FILER INFORMATION form4mxn-exhibit99_2.htm
 
 
 

EXHIBIT 99.2

JOINT FILER INFORMATION


 
Item
  
Information
Name:
  
Banc of America Preferred Funding Corp
 
Address:
  
214 North Tryon Street
Charlotte, NC 28255
 
Date of Event Requiring Statement (Month/Day/Year):
 
  
October 6, 2014
Issuer Name and Ticker or Trading Symbol:
 
  
First American Minnesota Municipal Income Fund II, Inc. (MXN)
Relationship of Reporting Person(s) to Issuer:
 
  
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
  
Not Applicable
Individual or Joint/Group Filing:
 
  
Form filed by More than One Reporting Person
Signature:
  
BANC OF AMERICA PREFERRED FUNDING CORP
 
 
 
By:                  /s/Edward Curland
Name: Edward Curland
Title: Authorized Signatory
Date: October  8, 2014
 

 
 
 


 
Item
  
Information
Name:
  
Blue Ridge Investments, L.L.C.
 
Address:
  
214 North Tryon Street
Charlotte, NC 28255
 
Date of Event Requiring Statement (Month/Day/Year):
 
  
October 6, 2014
Issuer Name and Ticker or Trading Symbol:
 
  
First American Minnesota Municipal Income Fund II, Inc. (MXN)
Relationship of Reporting Person(s) to Issuer:
 
  
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
  
Not Applicable
Individual or Joint/Group Filing:
 
  
Form filed by More than One Reporting Person
Signature:
  
BANC OF AMERICA PREFERRED FUNDING CORP
 
 
 
By:                  /s/Edward Curland
Name: Edward Curland
Title: Authorized Signatory
Date: October  8, 2014