0001140361-14-028090.txt : 20140709
0001140361-14-028090.hdr.sgml : 20140709
20140709170817
ACCESSION NUMBER: 0001140361-14-028090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130514
FILED AS OF DATE: 20140709
DATE AS OF CHANGE: 20140709
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIMCO INCOME STRATEGY FUND
CENTRAL INDEX KEY: 0001244183
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-739-3000
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: PIMCO FLOATING RATE INCOME FUND
DATE OF NAME CHANGE: 20030619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/
CENTRAL INDEX KEY: 0000070858
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21374
FILM NUMBER: 14967783
BUSINESS ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: 7043868486
MAIL ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
FORMER NAME:
FORMER CONFORMED NAME: BANKAMERICA CORP/DE/
DATE OF NAME CHANGE: 19981022
FORMER NAME:
FORMER CONFORMED NAME: NATIONSBANK CORP
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: NCNB CORP
DATE OF NAME CHANGE: 19920107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERRILL LYNCH INTERNATIONAL
CENTRAL INDEX KEY: 0001062577
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21374
FILM NUMBER: 14967784
BUSINESS ADDRESS:
STREET 1: 250 VESY ST WORLD FINANCIAL CENTER
STREET 2: NORTH TOWER 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-449-1000
MAIL ADDRESS:
STREET 1: 250 VESY ST WORLD FINANCIAL CENTER
STREET 2: NORTH TOWER 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
CENTRAL INDEX KEY: 0000728612
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21374
FILM NUMBER: 14967785
BUSINESS ADDRESS:
STREET 1: 4 WORLD FINANCIAL CENTER
STREET 2: NORTH TOWER
CITY: NEW YORK
STATE: NY
ZIP: 10080
BUSINESS PHONE: 212-670-2756
MAIL ADDRESS:
STREET 1: 4 WORLD FINANCIAL CENTER
STREET 2: NORTH TOWER
CITY: NEW YORK
STATE: NY
ZIP: 10080
FORMER NAME:
FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC
DATE OF NAME CHANGE: 19920929
4
1
doc1.xml
FORM 4
X0306
4
2013-05-14
0
0001244183
PIMCO INCOME STRATEGY FUND
PFL
0000070858
BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORPORATE CENTER
100 N TRYON ST
CHARLOTTE
NC
28255
0
0
1
0
0000728612
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
4 WORLD FINANCIAL CENTER
NORTH TOWER
NEW YORK
NY
10080
0
0
0
1
Subsidiary
0001062577
MERRILL LYNCH INTERNATIONAL
MERRILL LYNCH FINANCIAL CENTRE
2 KING EDWARD STREET
LONDON
X0
EC1A 1HQ
UNITED KINGDOM
0
0
1
0
Closed End Fund
2013-05-14
4
S
0
3300
13.45
D
700
I
By Subsidiary
Closed End Fund
2013-05-14
4
S
0
493
13.46
D
207
I
By Subsidiary
Closed End Fund
2013-05-14
4
S
0
207
13.47
D
0
I
By Subsidiary
Closed End Fund
2013-12-20
4
P
0
600
11.32
A
600
I
By Subsidiary
Closed End Fund
2013-12-20
4
S
0
600
11.32
D
0
I
By Subsidiary
Closed End Fund
2014-04-11
4
P
0
1600
11.78
A
1600
I
By Subsidiary
Closed End Fund
2014-04-11
4
S
0
1600
11.78
D
0
I
By Subsidiary
Closed End Fund
2014-04-11
4
P
0
2400
11.79
A
2400
I
By Subsidiary
Closed End Fund
2014-04-11
4
S
0
2400
11.79
D
0
I
By Subsidiary
The Closed End Fund reported in Table I represent shares beneficially owned by Merrill Lynch International (MLI) and Merrill Lynch, Pierce, Fenner & Smith Inc ("MLPFS"). MLI and MLPFS are wholly owned subsidiaries of Bank of America Corporation.
/s/ Szabina Biro (Merrill Lynch International)
2014-07-09
/s/ Sun Kyung Bae (Bank of America Corporation)
2014-07-09
/s/ Lawrence Emerson (Merrill Lynch, Pierce, Fenner & Smith Inc.)
2014-07-09