0001140361-14-013458.txt : 20140319
0001140361-14-013458.hdr.sgml : 20140319
20140319111159
ACCESSION NUMBER: 0001140361-14-013458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131203
FILED AS OF DATE: 20140319
DATE AS OF CHANGE: 20140319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pioneer Floating Rate Trust
CENTRAL INDEX KEY: 0001305767
IRS NUMBER: 582683903
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 60 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-422-4947
MAIL ADDRESS:
STREET 1: 60 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blue Ridge Investments, L.L.C.
CENTRAL INDEX KEY: 0001453700
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21654
FILM NUMBER: 14703167
BUSINESS ADDRESS:
STREET 1: 214 NORTH TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: 980-386-4161
MAIL ADDRESS:
STREET 1: 214 NORTH TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA NA
CENTRAL INDEX KEY: 0001102113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21654
FILM NUMBER: 14703168
BUSINESS ADDRESS:
STREET 1: 100 N. TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: (704) 386-5494
MAIL ADDRESS:
STREET 1: 100 N. TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/
CENTRAL INDEX KEY: 0000070858
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21654
FILM NUMBER: 14703169
BUSINESS ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: 7043868486
MAIL ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
FORMER NAME:
FORMER CONFORMED NAME: BANKAMERICA CORP/DE/
DATE OF NAME CHANGE: 19981022
FORMER NAME:
FORMER CONFORMED NAME: NATIONSBANK CORP
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: NCNB CORP
DATE OF NAME CHANGE: 19920107
4
1
doc1.xml
FORM 4
X0306
4
2013-12-03
1
0001305767
Pioneer Floating Rate Trust
PHD
0000070858
BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORPORATE CENTER
100 N TRYON ST
CHARLOTTE
NC
28255
0
0
1
0
0001102113
BANK OF AMERICA NA
101 S. TRYON STREET
CHARLOTTE
NC
28255
0
0
1
0
0001453700
Blue Ridge Investments, L.L.C.
214 NORTH TRYON STREET
CHARLOTTE
NC
28255
0
0
1
0
Auction Rate Preferred
2013-12-03
4
J
0
1476
D
2535
I
By Subsidiary
Auction Rate Preferred
2013-12-05
4
J
0
1299
D
1236
I
By Subsidiary
Auction Rate Preferred
2013-12-06
4
J
0
1236
D
0
I
By Subsidiary
The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investments, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").
The Shares were called for redemption by the issuer at par value.
/s/ Michael Didovic (Bank of America Corporation)
2014-03-19
/s/ Michael Lange (Blue Ridge Investments, L.L.C.)
2014-03-19
/s/ Michael Didovic (Bank of America, N.A.)
2014-03-19