-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EFfYP2E2kNAf/XppbZfXqAW31m58myNIh+MRFNmBrDH9Fqx3VYlbS7fX4cOMaQfz oq3i8PmHYHfS1Av508Th/Q== 0001140361-11-000074.txt : 20110103 0001140361-11-000074.hdr.sgml : 20101231 20110103134905 ACCESSION NUMBER: 0001140361-11-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100817 FILED AS OF DATE: 20110103 DATE AS OF CHANGE: 20110103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VALIDUS HOLDINGS LTD CENTRAL INDEX KEY: 0001348259 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 29 RICHMOND ROAD CITY: PEMBROKE STATE: D0 ZIP: HMO8 BUSINESS PHONE: 441-278-9000 MAIL ADDRESS: STREET 1: 29 RICHMOND ROAD CITY: PEMBROKE STATE: D0 ZIP: HMO8 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33606 FILM NUMBER: 11501221 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 doc1.xml FORM 4 X0303 4 2010-08-17 0 0001348259 VALIDUS HOLDINGS LTD VR 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 1 0 0 0 Common Stock 2010-08-17 4 P 0 209 24.9172 A 5714494 I By Subsidiary Common Stock 2010-08-20 4 P 0 161 24.7955 A 5714655 I By Subsidiary Common Stock 2010-08-20 4 P 0 201 24.8251 A 5714856 I By Subsidiary Common Stock 2010-08-20 4 P 0 403 24.8172 A 5715259 I By Subsidiary Common Stock 2010-08-20 4 S 0 209 24.8528 D 5715050 I By Subsidiary Common Stock 2010-08-23 4 P 0 209 24.9551 A 5715259 I By Subsidiary Common Stock 2010-08-26 4 S 0 209 25.0328 D 5715050 I By Subsidiary Common Stock 2010-09-08 4 S 0 2 25.65 D 5715048 I By Subsidiary Common Stock 2010-09-09 4 P 0 2 25.79 A 5715050 I By Subsidiary Common Stock 2010-09-10 4 S 0 161 25.7601 D 5714889 I By Subsidiary Common Stock 2010-09-10 4 S 0 403 25.7345 D 5714486 I By Subsidiary Common Stock 2010-09-10 4 S 0 201 25.7256 D 5714285 I By Subsidiary Common Stock 2010-09-16 4 S 0 1 26.4 D 5714284 I By Subsidiary Common Stock 2010-09-17 4 P 0 1 26.25 A 5714285 I By Subsidiary Common Stock 2010-09-29 4 S 0 4 26.69 D 5714281 I By Subsidiary Common Stock 2010-09-30 4 P 0 4 26.58 A 5714285 I By Subsidiary This Form 4 is being filed by Bank of America Corporation ("BAC"), a Delaware corporation and bank holding company registered under the Bank Holding Company Act of 1956, on behalf of its subsidiaries. Transaction executed by the error correction section of Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPFS"), a broker-dealer and subsidiary of BAC, to correct errors made in connection with trades made on behalf of clients of MLPFS. In connection with this transaction, BAC has agreed to voluntarily remit appropriate profits, if any, to Validus Holdings Ltd. BAC disclaims that such transaction is subject to reporting under Section 16(a) or disgorgement under Section 16(b), and this report shall not be deemed an admission that those sections apply to such transaction. 4,285,714 shares are owned directly by ML Global Private Equity Fund, L.P. ("MLGPE"), a partnership whose general partner is MLGPE Ltd., a wholly-owned subsidiary of ML Global Private Equity Partners, L.P. ("MLGPELP"), whose general partner is Merrill Lynch GP, Inc. ("ML GP"), a wholly-owned subsidiary of Merrill Lynch Group, Inc. ("ML Group"), a wholly-owned subsidiary of Merrill Lynch & Co., Inc. ("ML&Co."), which is a direct wholly-owned subsidiary of BAC. 1,428,571 shares are owned directly by Merrill Lynch Ventures L.P. 2001 ("ML Ventures LP"), a partnership whose general partner is Merrill Lynch Ventures, L.L.C. ("ML Ventures LLC"), a wholly-owned subsidiary of ML Group. 209 shares are directly owned by MLPFS. 370 shares are directly owned by MLPFS. 571 shares are directly owned by MLPFS. 974 shares are directly owned by MLPFS. 765 shares are directly owned by MLPFS. 763 shares are directly owned by MLPFS. 604 shares are directly owned by MLPFS. 201 shares are directly owned by MLPFS. No shares are directly owned by MLPFS. MLPFS is short 1 share. MLPFS is short 4 shares. Each of BAC, ML&Co., MLGPE, MLGPE Ltd., MLGPELP, ML GP, ML Group, ML Ventures LP, ML Ventures LLC and MLPFS (collectively, the "Reporting Persons") disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. BAC may be deemed a director by virtue of the fact that an employee of an affiliate of BAC, Mandakini Puri, serves as a director of the Issuer. Each of the Reporting Persons disclaims its possible status as director of the Issuer. /s/ Margaret E. Nelson, Attorney-in-Fact for Bank of America 2011-01-03 -----END PRIVACY-ENHANCED MESSAGE-----